Pandemic hasn’t slowed down enforcement
Investigations and hearings are moving forward virtually
- By: Greg Dalgetty
- March 22, 2021 March 19, 2021
- 00:13
Latest news in News
Canadians’ fondness for TFSAs grows
Total fair market value of plan assets increased 16.5-fold over the first decade
- By: Rudy Mezzetta
- March 22, 2021 March 19, 2021
- 00:12
Seg funds with diverse styles thrived in 2020
Fund managers are eyeing rising inflation and the rotation to value as they adjust strategies after a challenging pandemic year
- By: Catherine Harris
- March 22, 2021 March 22, 2021
- 00:11
Return-to-work programs can smooth over career gaps
In the wake of the “she-cession,” initiatives like Return to Bay Street can help women re-enter the workforce after an absence
- By: Leah Golob
- March 22, 2021 March 1, 2022
- 00:10
A lasting impression
After a chance meeting with the firm’s founder 20 years ago, Janine Guenther is now at the helm of Dixon Mitchell Investment Counsel
- By: Fiona Collie
- March 22, 2021 March 19, 2021
- 00:09
Another record year for the investment industry
Strong revenue growth prompted industry profits to surge in 2020
- By: James Langton
- March 22, 2021 March 19, 2021
- 00:08
Ontario proposal would open life insurance to secondary market
Industry is pushing back against the private member’s bill
- By: Rudy Mezzetta
- February 22, 2021 February 24, 2021
- 00:15
CSA concerned by certain task force proposals
What the government intends to do with the proposals remains unclear
- By: James Langton
- February 22, 2021 February 24, 2021
- 00:14
Report targets abusive short-sellers
Proposals include prohibitions on misleading statements
- By: James Langton
- February 22, 2021 February 24, 2021
- 00:13
Pandemic revealed benefits of stock-picking
Mutual fund families that bought bargains performed well in 2020
- By: Catherine Harris
- February 22, 2021 March 11, 2021
- 00:12
New direction for Richardson Wealth
Firm hopes to leave behind the upheaval of the past few years
- By: Rudy Mezzetta
- January 25, 2021 January 22, 2021
- 00:14
Time to speed up policymaking?
Regulators’ quick response to the pandemic has ramped up expectations
- By: James Langton
- January 25, 2021 January 22, 2021
- 00:13
Investor complaints spike in 2020
Regulators say market turmoil and industry disruption are to blame
- By: James Langton
- January 25, 2021 January 22, 2021
- 00:12
Financial companies make gains despite pandemic
Only two out of 42 firms reported a loss in the third quarter
- By: Catherine Harris
- January 25, 2021 January 22, 2021
- 00:11
Are you the keymaster?
New regulations will amplify investment dealers’ roles as product gatekeepers
- By: Greg Dalgetty
- January 25, 2021 January 25, 2021
- 00:10
Newsmaker: An independent alternative for doctors
Winner of Top Under 40 guided physicians’ portfolios safely through the pandemic
- By: Melissa Shin
- January 25, 2021 February 2, 2021
- 00:09
Helping HNW clients give to charity
Wealthy donors may need help doing due diligence before they give
- By: Rudy Mezzetta
- December 14, 2020 December 10, 2020
- 00:14
CSA eyes activist short-sellers
Critics worry activists can harm stock prices with baseless allegations
- By: James Langton
- December 14, 2020 December 10, 2020
- 00:13
Ontario’s title reform could miss the mark
Critics warn a proposed regime may do little to clear up confusion
- By: James Langton
- December 14, 2020 December 10, 2020
- 00:12
Could a work-from-home tax take off in Canada?
A proposal to levy a tax on remote workers has landed with a resounding thud
- By: Greg Dalgetty
- December 14, 2020 December 10, 2020
- 00:11
Regulatory timeline for the years to come
Keeping track of compliance developments during the pandemic hasn’t been easy. Here are the major upcoming deadlines.
- By: Katie Keir
- December 14, 2020 December 14, 2020
- 00:10
Finding enduring patterns
Jim Stillwagon is Investment Executive's Mutual Fund Manager of the Year
- By: Mark Burgess
- December 14, 2020 October 4, 2021
- 00:09
The future for fixed income
How bonds could fare as the world awaits Covid-19 vaccines
- By: Andrew Allentuck
- December 14, 2020 December 10, 2020
- 00:08
FP Canada beefs up enforcement
Allegations will now be published in advance of disciplinary hearings
- By: Greg Dalgetty
- November 23, 2020 December 11, 2020
- 00:14
Proposals to revamp OSC draw criticism
OSC could see split roles for chair & CEO
- By: James Langton
- November 23, 2020 December 11, 2020
- 00:13