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Dustyn Lanz
Responsible Investing

Dustyn Lanz

Does nuclear power belong in ESG funds?

Although highly divisive among investors, nuclear represents an important transition fuel

  • April 26, 2022 April 26, 2022
  • 16:02

Successes, challenges and next steps in responsible investing

RIA CEO reflects on developments and urges advisors to start conversations

  • November 9, 2021 November 10, 2021
  • 16:40

An advisor’s short guide to greenwashing 

How three factors are contributing to rising concerns about greenwashing in the investment industry 

  • August 10, 2021 August 10, 2021
  • 16:00

Three key ESG trends advisors need to be aware of

How stewardship, impact measurement and net zero are shaping the RI space

  • May 11, 2021 May 11, 2021
  • 14:45
Wooden blocks with percentage sign and arrow up, financial growth, interest rate increase, inflation concept

Leveraging compliance to grow your assets

Tech frees advisors to focus on building successful practices

  • April 22, 2022 April 22, 2022
  • 15:00

How leveraging tech supports advisors’ books

Client attrition trends and regulatory reform demand digital adoption

  • February 28, 2022 February 23, 2022
  • 15:00

Advisors require tech as pre-trade obligations grow

Firms that deliver on digital documentation and disclosure will reduce audit risk

  • November 19, 2021 November 19, 2021
  • 15:00

Meeting new KYP requirements without restricting shelves

Tech helps preserve product choice

  • October 1, 2021 October 1, 2021
  • 15:00
Ellen Bessner
Advisor at Risk

Ellen Bessner

metal scales of justice in court room

Getting out of Dodge is not the answer

Advisors who leave the industry to avoid investigations and hearings suffer more severe penalties

  • April 21, 2022 April 21, 2022
  • 15:00

Serving fewer clients can lead to a big payoff

Focus on a target market and meet your regulatory obligations

  • April 4, 2022 April 1, 2022
  • 15:00

Grow your business using the CFRs

Stressed about the client-focused reforms? Try this different approach

  • February 7, 2022 February 7, 2022
  • 15:00

“But that’s what the client wanted”

Don’t fall for clients’ demands for unsuitable investments

  • November 15, 2021 November 15, 2021
  • 15:00
House bubble boom presentation on chalkboard. Concept photo of Real estate market bubble , booming, money,price, rent, grid, home, house, housing, industry and subprime mortgage crisis. (Copy Space)

CRA urges potential property flippers to amend tax returns

Campaign targets PRE abuse ahead of anti-flipping tax proposal

  • April 20, 2022 April 20, 2022
  • 15:00

Help clients prep for tax filing

Keep these 5 items in mind this season

  • March 23, 2022 March 23, 2022
  • 15:45

Help your client avoid RRSP overcontributions

Penalties can result when “earned income” is misunderstood

  • February 23, 2022 February 23, 2022
  • 15:00

How to claim home-office expenses

Simplified procedures were extended for the 2021, 2022 tax years

  • January 26, 2022 January 26, 2022
  • 15:00
climate change

Better and more integrated ESG investing standards are progressing

An enhanced Canadian ESG identification framework is advancing on a foundation of international and domestic norms

  • April 14, 2022 April 13, 2022
  • 13:00

Validate your processes and think “win-win” when it comes to applying CFRs

The CFRs are really about formalizing and documenting processes to prove they’re followed

  • November 9, 2021 November 3, 2021
  • 13:00

Dipping your toe in crypto? Consider using ETFs

The advent of the ETF option offers investors a liquid and safer way to get exposure

  • September 7, 2021 September 7, 2021
  • 12:05

Are ETFs riskier than mutual funds?

It’s the underlying holdings that are important — not the structure of the investment

  • February 4, 2020 February 3, 2020
  • 16:00