‘Same risk, same regulation’ principle falls short
Paper argues that stablecoins need bespoke rules to address their novel risks
Paper argues that stablecoins need bespoke rules to address their novel risks
Regulator alleges that alt lender began using investor money to pay returns
Investors could be confused by firms selling regulated and unregulated products side by side, regulators warn
Regulators should resolve risks upfront before firms get authorization, it says
SRO proposes rule changes, calls for an industry-wide technological solution
Global policy group details recommendations for dealing with risks to financial stability
SRO data shows that aggregate industry profits, rep counts rise
Investors misled, lost US$650 million to purported trading venture
Payments firm faces sanction over compliance, governance failings
Research "showed a statistically significant association" between sales pressure and recommendations not in client interests
Reps' concerns have been documented for years in IE's Report Card research
Regulator releases draft action plan on its vision for more equitable capital markets
Business travel, office energy consumption to be cut as regulator seeks to shrink its carbon footprint
Online bank had inadequate KYC, risk assessment during rapid growth
Paper calls for central banks to lead preparations for looming security risk
Clients lost millions on futures trading that generated large commissions
SRO to mimic U.S. regulatory halts for stock-tracking vehicles
Scheme exploited information about companies picked up at fund management job
Cuts to insurers' capital requirements could boost investment capacity
Pair sentenced in connection with a boiler room scheme
Judge set the bar too low in granting regulator's application, real estate firms argue
Scheme exploited trading credits offered by brokerage firms
June legislation removed some barriers to labour mobility
Police allege financial institutions defrauded in money laundering scheme