IOSCO flags market surveillance struggles
Regulators face challenges with market fragmentation, high-tech trading
Regulators face challenges with market fragmentation, high-tech trading
CIRO plans to facilitate voluntary participation in federal open banking effort
Industry taskforce to oversee transition in line with continental Europe
Ex-rep sanctioned for providing disgruntled clients with false portfolio reports
Case marks the regulator's eighth and last enforcement action in this area
Regulator proposes knowledge standards under new crypto regime
CSA unveils first project under new effort to test industry innovations
The Ontario Capital Markets Tribunal issued a similar ban last year
Full implementation of post-crisis reforms in peril amid competitive concerns
Derivatives regulator's acting head becomes director of enforcement
Review to take place throughout the year, ESMA to report in 2026
Scheme promised investors hefty profits from AI-driven trading strategy
Estonian pair agreed to forfeit over US$400 million in assets for duping investors
Surging markets highlight risk of decoupling from economic reality
Compliance review uncovered weaknesses in firm's compliance procedures
Companies will have more freedom to reject shareholder issues
Regulator cites competitive concerns in pausing Basel III reforms
Supreme Court rules that the charges don't meet the test for extradition
Woman sought to have large inheritance placed in fully discretionary trust to avoid losing disability benefits
Move weakens investor protection, commissioner says
Firm cites U.S. government shift against DEI for policy change
Regulator signals halt to its legal defence of tougher climate rules
$30 million deal requires court approval, set for March 26
Breach was used to falsely post about bitcoin ETF approval, sending crypto prices up