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Global regulators grow irritated by finfluencers article image
Phone text

Global regulators grow irritated by finfluencers

CFTC alleges insider trading on prediction market article image Easy Money

CFTC alleges insider trading on prediction market

Regulators talk remediation, fee transparency and ‘consumer-centric’ product design article image Light bulb

Regulators talk remediation, fee transparency and ‘consumer-centric’ product design

OSC’s appeal of privacy decision rejected article image Judge makes ruling

OSC’s appeal of privacy decision rejected

CIBC trailer settlement open to DIY investors article image saving money

CIBC trailer settlement open to DIY investors

Exec of failed U.S. lender charged with fraud article image Stealing money

Exec of failed U.S. lender charged with fraud

SEC secures sanctions against ‘sham’ advisors article image penalty card

SEC secures sanctions against ‘sham’ advisors

CSA cuts trading fee cap, but less than expected article image calculator and pie charts

CSA cuts trading fee cap, but less than expected

Firm avoids hefty FCA fine with large client payout article image Close-up of British bank notes

Firm avoids hefty FCA fine with large client payout

FINTRAC flags rising ex-pat extortion threat article image Red alert

FINTRAC flags rising ex-pat extortion threat

Retail investors need tools for private markets article image Hands in the air for questions

Retail investors need tools for private markets

Court rejects ex-rep’s appeal of fraud conviction article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Court rejects ex-rep’s appeal of fraud conviction

FCA leads crypto crackdown article image Pile of cryptocurrency coins

FCA leads crypto crackdown

AI means potential ‘big shift’ in regulatory responsibilities: Kriegler article image Artificial intelligence

AI means potential ‘big shift’ in regulatory responsibilities: Kriegler

CIRO settles with PFSL over supervisory issues article image penalty card

CIRO settles with PFSL over supervisory issues

OSFI to launch expedited licensing process article image Businessman inspecting paperwork document digitally

OSFI to launch expedited licensing process

Review of ‘data ecosystem,’ including retention, in the works: Kriegler article image Solar system

Review of ‘data ecosystem,’ including retention, in the works: Kriegler

ASIC issues roadmap to crypto regime article image crypto currency regulation

ASIC issues roadmap to crypto regime

Bank of Canada appoints two deputy governors article image Bank of Canada

Bank of Canada appoints two deputy governors

SEC, CFTC aim to ease private fund reporting article image changes ahead sign

SEC, CFTC aim to ease private fund reporting

Do bank customers have a right to an account? article image Court decision, Justice

Do bank customers have a right to an account?

OSC, AMF in French connection article image deal making

OSC, AMF in French connection

NYSE seeks approval for tokenized trading article image Digital assets

NYSE seeks approval for tokenized trading

SEC set to cancel advisory firms’ registrations article image Businessman inspecting paperwork document digitally

SEC set to cancel advisory firms’ registrations

CIRO issues phase two of CE reform proposals article image Focused young woman doing homework

CIRO issues phase two of CE reform proposals