Ontario proposes new MGA regulation
New regime aims to enhance consumer protection, set industry standards
New regime aims to enhance consumer protection, set industry standards
Risky firms, crypto platforms add to compliance division's workload
SEC, DoJ allege Citron Research, and its founder, misled investors
Proposals seek to ease capital raising, bring back research bundling
U.K. regulator fined Coinbase company £3.5 million for compliance violations
Revisions seek to better align with global standards
Paper seeks improvements to enable economic transition
Organization launches pilot program to allow remote supervision
Fraud claims pass suitability issues among investment cases
The group called for action on shadow banking reforms in letter to G20
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more
With reforms pending, the organization will search for new consumer, industry board reps
The country released a 50-page roadmap and cut key interest rates Monday
Weaknesses in position reporting uncovered in compliance review
Finance seeks funding test for plans that have been exempt
Here’s what the terms mean and how some suggest putting an end to these practices
Tip helped, but SEC rules that compliance staff sparked investigation
FSRA says higher fees due to rising technology, business costs
Constitutionality of regulator's investigative tools upheld on appeal
Agencies adopt standards to address bias, conflicts in valuation models
Basel Committee's requirements to take effect in 2026
Proposals seek to combat regulatory arbitrage, level playing field
Regulators recalibrate for zero-rate environments