Latest news in From the Regulators

OSFI consults on regime for industry accountability article image Rules and regulations

OSFI consults on regime for industry accountability

TSX adopts streamlined dividend reporting article image Toronto Stock Exchange

TSX adopts streamlined dividend reporting

CIRO’s fund rep fee hike approved article image Picking a dollar

CIRO’s fund rep fee hike approved

  • January 29, 2026 January 29, 2026
  • 14:27
Court sides with psychedelic biotech, over hedge fund article image Judge makes ruling

Court sides with psychedelic biotech, over hedge fund

Crypto fraudster faces jail, restitution article image Digital assets

Crypto fraudster faces jail, restitution

SEC settles accounting fraud allegations article image Court settlement

SEC settles accounting fraud allegations

U.S. securities class-action filings down, damages up article image signing document

U.S. securities class-action filings down, damages up

New Brunswick bolsters investor protection article image dominos falling

New Brunswick bolsters investor protection

SEC alleges SPAC deal based on fraud article image SEC

SEC alleges SPAC deal based on fraud

Former rep convicted on fraud charges article image Court decision, Justice

Former rep convicted on fraud charges

U.K. regulator undertakes AI inquiry article image Artificial intelligence

U.K. regulator undertakes AI inquiry

As U.K. gears up for T+1, industry budgets lag article image UK flag

As U.K. gears up for T+1, industry budgets lag

Biotech exec gets prison for securities fraud article image businessman behind bars

Biotech exec gets prison for securities fraud

Tribunal bans trader, after the first ban didn’t take article image calendar court

Tribunal bans trader, after the first ban didn’t take

OSC’s disclosure issues didn’t justify stay: Tribunal article image Court ruling

OSC’s disclosure issues didn’t justify stay: Tribunal

Aussie fund manager gets jail for insider trading article image Fraudster captured

Aussie fund manager gets jail for insider trading

Crypto sector, meet conduct standards, ethical duties article image crypto currency regulation

Crypto sector, meet conduct standards, ethical duties

Claim against Bridging fund not dead yet article image Court decision, Justice

Claim against Bridging fund not dead yet

Tribunal shoots down OSC case article image Magnifying glass on documents

Tribunal shoots down OSC case

Court holds lawyer accountable for AI hallucinations article image AI computer

Court holds lawyer accountable for AI hallucinations

Investors seek action against funds’ receiver article image Business lawyer team. Working together of lawyer in the meeting.

Investors seek action against funds’ receiver

CSA streamlines fund disclosure article image Magnifying glass

CSA streamlines fund disclosure

Ex-banker pleads guilty in money laundering case article image TD bank. stock photo

Ex-banker pleads guilty in money laundering case

Death before distribution, B.C. court rules article image Judge looks at papers

Death before distribution, B.C. court rules

UBS sanctioned in settlement with MX article image virtual regulation

UBS sanctioned in settlement with MX