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Target hit in the center by arrow

ESMA takes aim at best execution

Consultation aims to clarify and improve compliance with trading rules

Direction of stock market.opportunity time.buy and sell.change for chance.positive thinking

CIRO enforcement activity down in fiscal 2024

Self-regulatory organization reported year-over-year decline in decisions and sanctions

Solar system

FCA reviews role of Big Tech in payments

Consultation to review consumer protection, competition, systemic risk concerns

dominos falling

EU banks to face regulatory action on climate: DBRS

Regulators expected to get tough on non-compliance with climate-related obligations

Interest rate graphic

The Fed is more confident inflation is slowing to its target: Powell

Powell declined to provide any hints of when the first rate cut would occur

Judge looks at papers

A rocky road ahead for U.S. regulators

Recent SCOTUS rulings curbing agencies' power has financial industry implications: Moody's

Crypto coins

Europe consults on crypto classification

Consultation seeks common approach to applying new crypto rules

gavel

SCC denies appeal of life policy ruling

Lower court ruled widow entitled to cancel policy switch, collect $1.3M payout

Investing

OSC seeks more money for harmed investors

Regulator proposes new regime to pay out disgorged funds to victims of misconduct

Board room discussion

FCA welcomes added risk in listing regime overhaul

Reforms streamline listing rules, reduce shareholder votes

gavel

U.S. regulators sanction Citi for ongoing compliance issues

Fed, OCC say bank hasn't made enough progress at improving controls

Abstract lines

ESMA seeks reforms to trading rules

Proposals include circuit breaker requirements, standards for trade reporting

Federal Reserve

U.S. job market is cooling, Fed’s Powell stresses

The Fed likely won’t wait until inflation reaches its 2% target before cutting rates, Powell tells House panel

Judge looks at papers

TD Bank ordered to identify whistleblower

Court rejects confidentiality in alleged wrongful dismissal case

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Hedge fund fraudster sentenced in absentia

OSC to seek warrant for Yonge Street Capital LLC co-founder

consultation discussion

Global banking regulators grapple with tech dependence

Proposed principles aim to address growth of outsourcing, fintech

Federal Reserve

Inflation has ‘eased notably,’ Fed’s Powell tells Congress

Investors have put the likelihood of a Fed rate cut in September at about 76%, according to CME FedWatch

Judge gavel, scales of justice and law books in court

BCSC hands out first sanction under new enforcement tool

Firm fined $12,000 for violations involving insurance requirements

ESMA consults on fund liquidity tool reforms

European regulators aim to curb vulnerabilities revealed by March 2020 market stress

Justice scales and gavel by books

Rep refused registration for concealing criminal charge

Failing to reveal impaired driving incident leads to denial

Court.

Court shuts down privacy challenge in BCSC case

Former rep's objection to regulator's investigative powers stayed

Modern urban skyscrapers in downtown Chicago from below to the blue summer sky. Sun reflecting in the glass facades of the urban futuristic buildings. Chicago, Illinois, USA

OSFI delays Basel capital rule change

Decision follows similar delays by regulators in Europe, U.S.

School exam student's taking educational admission test in class, thinking hard, writing answer in university classroom, education and world literacy day concept (School exam student's taking educational admission test in class, thinking hard, writing

CIRO debuts new proficiency regime rules

SRO drops firm sponsorship requirement, among other changes

gavel

B.C. court certifies ‘sham’ consultant class action

BCSC previously sanctioned participants in private placement scheme

Crypto money

ESMA adds detail to crypto rules

Report from EU regulator finalizes technical standards to enhance transparency for investors, improve clarity for industry