Saskatchewan seeks binding dispute resolution
Proposed legislation aims to boost investor protection
- By: James Langton
- November 28, 2023 November 28, 2023
- 15:25
Proposed legislation aims to boost investor protection
New product labelling and marketing rules to take effect in 2024
Regulator's compliance reviews find issues with performance reporting
Duty of fairness to witnesses at investigative stage is minimal but it has been met in this case, court finds
The FSB's annual list of banks that require extra capital and oversight shrank by one
Industry working group proposes model for blockchain-based funds
E&Y invites advisors to guide securities liquidation
Effects of high rates to weigh further on economy, financial sector
Draft guidance forms part of larger effort to improve industry conduct
Regulator says fraudsters deploying increasingly sophisticated technology
The company agreed to pay more than $4 billion following an investigation
Most economists say they think the central bank is done raising rates
Crypto platform promises to fight regulator's charges
The banking leader repeatedly failed to submit information to the regulator
SEC approves SRO rules to facilitate work-from-home supervision
Most adjustments were related to calculation errors and lack of documentation rather than ineligibility
Regulator's planned guidance comes alongside Basel Committee initiative
Appeal court overturned decision granting priority in insolvency to certain Bridging investors
Big project needed to galvanize creation of single capital market
High court rejects B.C. residents' challenge in alleged market manipulation case
Fund managers must do more to comply with labelling rules, guidance
Umbrella group aims to establish minimum global standards for sector
Lack of consensus on possible reforms sends regulators back to study the issues
Ontario's Capital Markets Tribunal found the firm defrauded investors by diverting funds