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Brokerage Report Card 2026

This annual Report Card reveals what matters to investment advisors and dealers across Canada. Looking at 14 investment dealers, we assess their plans, strengths and weaknesses.

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Ex-rep sanctioned for unauthorized transfers

Tech roundup: Questrade offers direct links for agentic AI trading agent

Opinion: CIRO’s next CEO must deliver confidence in self-regulation

Deals: Empower buys Milliman retirement business

B.C. court overturns disinheritance decision

Industry moves: Appointments at RBC, Nicola Wealth and Hub International

Life insurance licensing requirements vary across Canada

Opinion: CIRO’s next CEO must deliver confidence in self-regulation

Has Washington broken the bond market?

Opinion: Consumer‑driven banking requires investor protections

Stock markets slide amid the release of labour data in Canada and the U.S.

Has Washington broken the bond market?

Lender run as a Ponzi scheme: U.S. authorities

OSFI pushes back pair of policies

Opinion: Consumer‑driven banking requires investor protections

SEC wants to scrap ‘pay-to-play’ rule aimed at advisors

Brokerage Report Card 2026

Brokerage Report Card 2026