Top stories
senior couple sitting at table with financial advisor

Advisor-reliant clients prefer fee-based accounts: survey

Self-directed investors prefer commissions-based relationships

  • By: IE Staff
  • February 19, 2019 February 19, 2019
  • 15:35
Downtown office buildings Toronto

Energy, materials and financials boost TSX

U.S. markets close with slight gains

businessman working with laptop and cell phone

IIROC allows full-service reps to tout firm’s discount brokerage

SRO satisfied firm will put in place appropriate disclosure, policies, procedures and controls

hand painting symbols of alternative energy sources in green

ESG a growing priority for private equity finds PwC survey

Responsible investment perceived as the ‘right thing to do’

sustainable world map concept

TMX joins UN sustainability effort

The Sustainable Stock Exchanges Initiative promotes responsible investment

young woman working with liquids in glassware

Middlefield launches two ETFs

Middlefield Healthcare & Life Sciences ETF and REIT INDEXPLUS ETF now trading on the TSX

  • By: IE Staff
  • February 19, 2019 February 19, 2019
  • 10:30
Businessman analyzing report

CIBC Asset Management announces changes to bond pools

The company is assuming core portfolio advisor duties for three fixed-income pools

  • By: IE Staff
  • February 19, 2019 February 19, 2019
  • 12:05
businessman documents smart phone digital tablet graph business diagram

iNovia launches pair of tech-focused vencap funds

The Montreal-based firm is also opening an office in London

MX outlines compliance priorities

Some firms are failing to ensure annual testing for automated order systems used by direct electronic access clients

Businessmen trading stock looking at graphs indexes and numbers on multiple computer screens

SEC proposes easing IPO rules

Proposal would give all issuers the ability to test market interest in an IPO before filing

European regulators renew ban on binary options

Renewal extends prohibition on the marketing and distribution of binary options to retail clients for another three months

Charlie Spiring

Newsmaker: Taking on the bank-owned firms

Wellington-Altus chairman Charlie Spiring is entering a new venture to do what he does best: Create wealth

usiness graph with arrow showing profits and gains

Stock-pickers need some volatility

Mutual fund families that used a stock-picking portfolio-management style soared last year

OSC Dialogue 2017 to feature FCA, SEC executives

IE’s Calendar of Industry Events

Helping advisors find opportunities for accredited continuing education

  • By: IE Staff
  • January 25, 2019 February 14, 2019
  • 12:30
business chart showing financial success

Ten essential practice technologies

Advisors who embrace technology experience deeper client relationships, greater efficiency and growing businesses. Here's a look at the top tools for a sound, tech-based practice

Tech Tips: Top tech mistakes

Careful planning will save time, money - and aggravation

Canadians boost RRSP holdings

Cautious investors represent an opportunity for advisors

  • By: IE Staff
  • January 29, 2019 February 12, 2019
  • 13:52

Help clients identify as investors

investors are more likely to say they understand the risks and benefits of their current investments

  • By: IE Staff
  • January 24, 2019 February 12, 2019
  • 15:00