SRO merger offers a host of advantages for dual-registered firms
How the new self-regulatory organization will handle fees, advisor incorporation, rule harmonization and more
- September 30, 2022 September 30, 2022
- 13:41
Top stories
OSC, SEC allege insider trading by newswire workers
Regulators allege that traders made over US$1 million in illicit profits
- September 30, 2022 September 30, 2022
- 13:35
Business openings drop by 50% as possible recession looms
The lack of openings this year comes as small businesses struggle with inflation and debt
- September 30, 2022 September 30, 2022
- 15:58
Wave of retirement hits Canadian workforce as health care, education lose workers
A surprising number of workers younger than 65 are retiring early
- By: Rosa Saba, Canadian Press
- September 30, 2022 September 30, 2022
- 15:55
No housing crash on the horizon
Yet clients will need guidance in the medium term due to real estate-driven volatility and affordability pressures
- By: Katie Keir
- September 30, 2022 September 30, 2022
- 15:36
Equity issuance slowest since 2003: Refinitiv
Debt underwriting down too, led by a plunge in high-yield offerings
- By: James Langton
- September 30, 2022 September 30, 2022
- 17:02
Global banks’ capital high, crypto exposures low
Novel Basel Committee data finds minimal crypto holdings at global banks
- By: James Langton
- September 30, 2022 September 30, 2022
- 15:33
Crypto offering a fraud, OSC, SEC allege
Regulators say investors were misled about bullion backing digital token
- By: James Langton
- September 30, 2022 September 30, 2022
- 16:38
Don’t wait for clients to ask about planning gaps
Aspirational planners need to take action for clients, Planworth's James Fraser said at IAFP's 2022 symposium
- By: Katie Keir
- September 29, 2022 September 29, 2022
- 15:59
Inflation hits record 10% in 19 EU countries using euro
Energy prices up 40.8%
- By: David Mchugh, The Associated Press
- September 30, 2022 September 30, 2022
- 14:05
Resilient U.S. consumers spend slightly more in August
Spending on track to slow in Q3
- By: Christopher Rugaber
- September 30, 2022 September 30, 2022
- 12:59
SEC sanctions firm for faulty audits
RSM allegedly failed to properly carry out audits of a firm that was found to be inflating revenues
- By: James Langton
- September 30, 2022 September 30, 2022
- 14:17
SRO reform a go after dealer vote
Fund dealers, investment dealers approve merger, with new SRO to launch in 2023
- By: James Langton
- September 29, 2022 September 29, 2022
- 17:34
Canadian economy grew slightly in July, StatsCan says
Some banks expect third-quarter growth of about 1%
- By: Nojoud Al Mallees, Canadian Press
- September 29, 2022 September 29, 2022
- 10:11
Rising costs rein in retirement savings
Canadians' personal finances have worsened, BDO survey suggests
- By: IE Staff
- September 29, 2022 September 29, 2022
- 13:53
Certain MGAs pay multiple life agents for a single sale, FSRA says
Draft Ontario MGA regulation coming in 2023 as a result of concerns found in FSRA's review
- By: Greg Meckbach
- September 28, 2022 September 28, 2022
- 17:19
Small business sentiment dips slightly in September
CFIB members' outlook aligns with expectations for a second-half slowdown, TD says
- By: IE Staff
- September 29, 2022 September 29, 2022
- 15:06
Advisors need to help clients find purpose in retirement
Promoting personal interests can persuade clients to commit to a retirement plan, says CEO of career transition organization
Advisors must improve how they work with wealthy families
False assumptions and biases limit advisors’ ability to serve the wealthiest clients, suggests a family office consultant
- By: Rudy Mezzetta
- August 10, 2022 August 11, 2022
- 11:59
How to stay the course in tough markets
Diversification, planning and time are an advisor’s best friends when volatility strikes
- By: Allan Janssen
- June 21, 2022 June 17, 2022
- 09:00
Securing credit in a rising-rate environment
You and your clients may need to get creative in brainstorming strategies for borrowing
- By: Daniel Calabretta
- June 17, 2022 June 15, 2022
- 10:00
