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Closeup of mallet being hit on stacked coins at table in courtroom

Quebec court upholds $285,000 in fines for illegal brokerage activity

Two individuals and a numbered company were implicated

  • By: IE Staff
  • May 24, 2019 May 24, 2019
  • 13:02
42189927 - business partnership. female house agent greeting customer in the office. shallow depth of field.

Mortgage debt manageable for most, stress test should remain: C.D. Howe

The report argues that affordability of mortgage debt proves the stress test is working

  • By: IE Staff
  • May 24, 2019 May 24, 2019
  • 14:50
Whistleblower

SEC gives whistleblower $4.5 million

The award is the first under a program designed to incentivize internal reporting

  • By: IE Staff
  • May 24, 2019 May 24, 2019
  • 14:30
Oil pump jacks at sunset sky background.

Cross-Canada energy corridor concept getting dusted off ahead of election

Conservative leader says corridor could improve certainty for investors

40556994 - close up image of stock market data on a computer monitor.

TSX rebounds on trade optimism

But crude oil had its worst week of the year

red warning flag on a stormy beach

Ontario, B.C. regulators warn about unregistered commodities seller

Clients should report solicitations

  • By: IE Staff
  • May 24, 2019 May 24, 2019
  • 14:03

ETF sales trump mutual funds in April

IFIC reported that mutual funds saw net redemptions in April, with $1 billion flowing out of the sector

mature couple with young financial advisor

IIROC issues new guidance on dealers’ proxy voting conflicts

Paying dealers to solicit votes in contested director elections creates "unmanageable" conflict

CMHC CEO defends mortgage stress test changes amid calls for loosening rules

"The stress test is doing what it is supposed to do," CEO Evan Siddall wrote to parliamentarians

Gavel and judgement on desk

BCSC wins bid to enforce disgorgement order in U.S. court

Former Vancouver resident moved to Las Vegas after being ordered to return $21.7 million to investors

Business man drawing growth chart economic success

Royal Bank reports $3.23-billion Q2 profit, provisions for credit losses climb

Profits were propelled by loan growth and higher interest rates

Businessman hand showing financial report on table

TD reports 9% year-over-year increase in Q2 profit

The Greystone acquisition led to a bump in AUM

3679756 - orange stock market world economy abstract background

Too-big-to-fail reforms facing review

The FSB is assessing the effectiveness of the post-crisis response

OSC Dialogue 2017 to feature FCA, SEC executives

IE’s Calendar of Industry Events

Helping advisors find opportunities for accredited continuing education

  • By: IE Staff
  • May 16, 2019 May 16, 2019
  • 10:30
stressed senior couple calculating budget at home

Report reveals Canadians’ weak knowledge of retirement income

Employer plans, OAS and GIS were the least understood topics

Advisors top list of retirement planning tools: survey

But advisors aren’t as popular with Gen X investors

  • By: IE Staff
  • May 13, 2019 May 13, 2019
  • 10:30

Singles: A growing demographic

The needs of single clients can differ from those of couples, so tailor your planning services appropriately

Tech Tips: Getting the most from your Wi-Fi

A mixture of the latest wireless networking standard and some configuration tricks can ensure that you have excellent coverage throughout your office