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5994395 - front view of the canadian parliament building , with nobody showing

Government help during Covid-19: a summary

Let clients know about available assistance

Paper family of four under a paper cutout insurance umbrella

Insurers adapt underwriting, digital channels in pandemic response

Covid-19 has delayed medical appointments for coverage

gavel

Rep fined, suspended for misconduct

An IIROC panel found the rep engaged in improper personal financial dealings with a client and misled investigators

usiness investment opportunities on a global scale

China’s economic recovery looks encouraging. Will North America’s be the same?

A report suggests the recovery in North America may not be as quick

Daydreaming young couple at home

Annual pace of housing starts slowed in March, CMHC says

Housing starts slowed by 7.3%

Close-up Of Businesswoman Stopping The Effect Of Domino With Hand

IIAC seeks fee hike deferrals

The trade group warns that small dealers may be in peril from the pandemic

Breaking down federal support for business owners

Here’s a summary of the feds' Covid-19 economic response

A welcome casualty of Covid-19: GHG emissions

Pollution reduction will likely prove temporary once the crisis eases, MSCI says

Law concept - Law book with a wooden judges gavel on table in a courtroom or law enforcement office

SEC sanctions Cantor Fitzgerald for data failings

The firm admitted its failings and took action to repair its trade reporting

Businessmen trading stock looking at graphs indexes and numbers on multiple computer screens

TSX inches higher while U.S. markets dip after strong rallies from lows

The Canadian dollar traded for US71.50¢ on Tuesday

Whistleblower

Expert analysis leads to OSC whistleblower award

The tipster spotted misconduct that led to enforcement action

rules and regulations

SEC details compliance plans for new “best interest” standards

Initial compliance exams will focus on firms' commitment to adopting new requirements

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Address change would be temporary until quarantine efforts are lifted

  • By: IE Staff
  • April 1, 2020 April 2, 2020
  • 10:21
OSC Dialogue 2017 to feature FCA, SEC executives

IE’s Calendar of Industry Events

Helping advisors find opportunities for accredited continuing education

  • By: IE Staff
  • October 23, 2019 April 7, 2020
  • 10:30
man on laptop

Tips for video-conferencing with clients

Platforms like Skype and Zoom allow you to meet with clients virtually, but it’s essential that you protect your clients’ personal information

Tech stocks offer risk and reward

Clients looking for investment opportunities in this rapidly changing sector must approach them with caution

Latest fintechs focus on saving

Advisors beware: These innovations will soon be making their mark in Canada

Health apps and gadgets for seniors

Digital technology can not only help your older clients stay healthy. Some devices can even save lives