Suspensions down, permanent bans up for financial planners in 2021
Enforcement activity was included in FP Canada's annual report
- August 18, 2022 August 18, 2022
- 14:24
Enforcement activity was included in FP Canada's annual report
At issue is the bank's poor track record of serving Black, Latino clients
SRO provides guidance on short covering expectations
A B.C. court case considers the validity of a common-law relationship
Regulator details its interim approach to capital, liquidity treatment for cryptoassets
Immigration and smaller households should boost demand and prevent a market spiral, a report says
Economic forecasts have been revised down much more than stock prices imply
Getting about costs money but the elderly are seeing a crunch on grocery bills, investment portfolios
Uptick in business bankruptcies just the tip of the iceberg, CFIB says
The industrial category saw the highest investment dollar volume in Q2
Morningstar and As You Sow said the category could make ESG fund comparisons more difficult for investors
Americans spent more on building, garden supplies; less at clothing stores
Concerns about a recession have been eased, for now, by the ongoing strength of the job market
Changes to the life insurance capital adequacy test, released in July, take effect in 2023
However, food prices at grocery stores rose at the fastest pace since August 1981
CSA demands pre-registration undertakings from firms to protect investors
PR firm employee allegedly tipped partner, who traded on news of a major cyber breach
False assumptions and biases limit advisors’ ability to serve the wealthiest clients, suggests a family office consultant
Diversification, planning and time are an advisor’s best friends when volatility strikes
You and your clients may need to get creative in brainstorming strategies for borrowing
A holistic approach to clients’ finances can help them prepare for interest-rate hikes and get out of debt faster