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BCSC panel rules on IIROC panel decision

The case against Vancouver advisor Albert Tassone returns to an IIROC hearing panel

Businessman hand showing financial report on table

Unitholders approve changes to Invesco mutual funds

Invesco Advantage Bond Fund to be renamed Invesco Active Multi-Sector Credit Fund

  • By: IE Staff
  • July 17, 2018 July 17, 2018
  • 15:58
Business man writing a test

OSC suspends mutual fund rep for failing to pass CPH exam

The inability to successfully pass the exam after four attempts demonstrates that the rep lacks the requisite proficiency

senior couple meets with advisor at home

FCA consults on duty of care requirement

The goal is to improve industry conduct and ensure that firms are treating clients properly.

two business partners signing a contract

IIAC, PMAC create standardized template for service arrangements

The draft template details the obligations of investment dealers and portfolio managers in serving shared clients

  • July 16, 2018 July 16, 2018
  • 14:30
businesspeople hands showing thumbs up

Slideshow: Advisors happy to recommend their banks

During the past decade, advisors have been satisfied with the services and work environments their banks offer

professional woman meeting male advisor

CSA proposals will transform investment industry: Russell

Lower revenue and higher compliance costs may force smaller firms out of business and impact advisor compensation

OSC Dialogue 2017 to feature FCA, SEC executives

IE’s Calendar of Industry Events

Helping advisors find opportunities for accredited continuing education

  • By: IE Staff
  • July 4, 2018 July 4, 2018
  • 12:45
beautiful senior couple having a walk along embankment, man with cane

IFIC expands Vulnerable Investors Resource Centre

New advisor materials on capacity and decision making now available

DTC: Opening doors

Qualifying for the disability tax credit is key to receiving several valuable government benefits. Here's what you and your clients need to know about this…

Have an “unplugged” vacation

Taking a break from contact with the office is essential to getting rested and recharged

Current estate plans fall short for many blended families

Financial planners must work very closely with questions to ensure their complex financial and estate goals are met