Pro-Financial and former CEO fined for breaching securities laws
Registrants must not place their self-interest ahead of the interests of investors, OSC panel says
- April 24, 2018 April 24, 2018
- 17:45
Top stories
Ontario woman convicted of fraud
The conviction follows an OSC investigation into he sale of promissory notes offering 15% returns to investors
- April 25, 2018 April 25, 2018
- 10:45
1832 to pay $950,000 settlement
OSC investigation reveals firm violated sales rule by overspending on gifts for reps and conference attendees
- April 24, 2018 April 24, 2018
- 13:40
SP Wealth selects Nest Wealth digital platform
The robo-advisor platform with allow the firm to substantially reduce the administrative work that doesn’t add value to clients
- By: IE Staff
- April 25, 2018 April 25, 2018
- 11:20
LionGuard Capital now accepting registered accounts
Montreal-based investment manager launches LionGuard Opportunities Trust Fund
- By: IE Staff
- April 25, 2018 April 25, 2018
- 10:20
Co-operators chief client officer announces retirement
Rick McCombie will retire at the end of the year
- April 25, 2018 April 25, 2018
- 10:00
B.C. law targets condo flipping, tax evasion, rental home protection
The government will share the presale data it collects with the Canada Revenue Agency to monitor taxes
- By: Dirk Meissner
- April 25, 2018 April 25, 2018
- 07:00
GWL executive named new head of Financial Horizons
Nick Pszeniczny, executive vice president of the Advisory Network, GWL’s, Canada Life’s and London Life’s combined distribution organization, will step into his new role on July 1
- By: Megan Harman
- April 24, 2018 April 24, 2018
- 13:00
Fewer Canadians have disability insurance
Without the proper financial protection in place, workers are putting themselves and their families at risk
- By: Leah Golob
- April 24, 2018 April 24, 2018
- 10:30
IE’s Calendar of Industry Events
Helping advisors find opportunities for accredited continuing education
- By: IE Staff
- April 3, 2018 April 3, 2018
- 12:55
Slideshow: Regulators’ ratings in the past decade
While some of the regulators have seen their ratings remain stable, others have had wild swings in theirs
- By: Fiona Collie
- April 19, 2018 April 19, 2018
- 10:30
Brand Knowledge
Welcome to the drawdown era
How advisors can prepare their practices for the mass decumulation of Boomer assets
- By: TD Asset Management
- April 3, 2018 April 12, 2018
- 13:02
Fewer Canadians have disability insurance
Without the proper financial protection in place, workers are putting themselves and their families at risk
Client loyalty not leading to referrals
Clients say advisors are not engaging in all aspects of their financial lives
- By: James Langton
- April 23, 2018 April 24, 2018
- 14:45
Cryptogiving.ca matches digital currency donors with charities
Dozens of Canadian charities are currently accepting or moving to accept cryptocurrency donations
- By: Leah Golob
- April 13, 2018 April 13, 2018
- 11:15
Nearly half of existing mortgages face renewal in 2018: report
The increase in renewals comes as mortgage rates have been rising
- By: Armina Ligaya, Guillaume Poulin-Goyer
- April 11, 2018 April 11, 2018
- 17:05
Inside Track
From the current issue
Brand Knowledge
Welcome to the drawdown era
- By: TD Asset Management
- April 3, 2018 April 12, 2018
- 13:02