OSC sanctions K2, executives for manipulative options trading
Administrative penalties total nearly $1 million
- October 19, 2018 October 19, 2018
- 17:15
Top stories
More clarity needed on client-focused reforms: IIAC
Industry group calls for joint CSA/SRO committee to receive feedback and guidance
- October 19, 2018 October 19, 2018
- 10:30
Learning the language of the next generation
The children of the wealthy have different ideas about financial advice — and those who provide it. Understanding that mindset can help retain families when wealth transfers take place
- October 15, 2018 October 17, 2018
- 00:30
TSX posts modest gain
U.S. markets finish mixed
- By: Ross Marowits
- October 19, 2018 October 19, 2018
- 17:25
New chief executive for CDIC
Financial industry veteran Peter Routledge appointed for five-year term
- By: IE Staff
- October 19, 2018 October 19, 2018
- 14:45
Canadian advisors bullish on stocks in Q4
Advisors are mixed on cannabis investing
- By: Anne-Marie Vettorel
- October 19, 2018 October 19, 2018
- 12:30
Annual pace of inflation slowed to 2.2% in September
Inflation report comes ahead of the Bank of Canada’s interest rate decision next week
- By: Craig Wong
- October 19, 2018 October 19, 2018
- 11:50
Repeat offender sentenced to jail
Ontario woman guilty of selling fraudulent promissory notes
- By: James Langton
- October 19, 2018 October 19, 2018
- 12:10
SEC launches new strategic fintech hub
The innovation hub replaces a number of SEC working groups
- By: James Langton
- October 19, 2018 October 19, 2018
- 15:00
Clients have spoken — and regulators should listen
IFIC’s recent Canadian Mutual Fund Investor Survey found that investors are very satisfied with their advisors and prefer to pay their fees indirectly
- By: Blake Goldring
- October 18, 2018 October 18, 2018
- 14:30
How the CRA views seg funds in registered plans
Details from the tax folio on advantages
- By: Melissa Shin
- October 16, 2018 October 17, 2018
- 12:15
Newsmaker: A home for independent advisors
Stéphane Dulude will be drawing on his experience to help Peak Financial Group expand its footprint outside Quebec
- By: Fiona Collie
- October 12, 2018 October 12, 2018
- 00:17
IE’s Calendar of Industry Events
Helping advisors find opportunities for accredited continuing education
- By: IE Staff
- October 19, 2018 October 19, 2018
- 14:00
Handling passive-investment rules
Recent changes to the way that active business income earned within a private corporation is taxed may affect some of your high net-worth clients
Financial planning aids asset retention: report
U.S. advisors are increasingly using financial planning to build trust with clients
- By: James Langton
- October 10, 2018 October 10, 2018
- 15:30
Echelon Wealth appoints chief client officer
Advisors can reduce the risks of wealth transfer by meeting with client’s children, says Deborah McGrath
- By: Anne-Marie Vettorel
- October 2, 2018 October 2, 2018
- 14:00
Why it’s important to involve the children of HNWIs in estate planning
Advisors must start relationships with prospective heirs early to demonstrate why they are better than the competition
- By: James Langton
- September 21, 2018 September 21, 2018
- 12:27
