Global RESP fined for failing to comply with previous settlement
The firm failed to implement any policies or procedures designed to ensure founder Sam Bouji did not act as an officer of the firm
- May 25, 2018 May 25, 2018
- 17:30
Top stories
Police warn of cryptocurrency fraud schemes
Bitcoin fast becoming the preferred payment mechanism in CRA scams
- May 25, 2018 May 25, 2018
- 11:10
Five things to watch for in Canadian business
Scotiabank, BMO and National Bank poised to report Q2 earnings
- May 27, 2018 May 27, 2018
- 06:30
Invesco announces lineup changes, fee reductions
Fund company introduces global multi-sector credit and Canadian “core plus” strategies
- By: Leah Golob
- May 25, 2018 May 25, 2018
- 15:45
Former GrowthWorks manager breached its obligations, court rules
The court also denied the defunct labour-sponsored investment fund’s counter claim
- By: James Langton
- May 25, 2018 May 25, 2018
- 14:00
Former rep for banned misappropriating client funds
The vulnerable investors were the parents of the rep’s former fiancé
- By: James Langton
- May 25, 2018 May 25, 2018
- 15:00
From the Regulators
AMF seeks candidates for Distribution Practices Advisory Committee
Committee member will provide the Quebec regulator with feedback on the insurance and financial planning sectors
- By: James Langton
- May 25, 2018 May 25, 2018
- 14:45
Ready or not, Canadian business may face sanctions under EU’s new privacy law
Besides having potentially hefty fines, the GDPR’s scope is also sweeping
- By: David Paddon
- May 25, 2018 May 25, 2018
- 10:00
CSA targets four areas to ease regulatory burden on investment funds
Regulators will propose eliminating redundant disclosure and making greater use of online technology to communicate with investors
- By: James Langton
- May 24, 2018 May 24, 2018
- 13:50
Slideshow: How a firm’s ratings impact advisors’ recommendations
Although advisors are likely to recommend their firm to another advisor, this changes sometimes based on their perception of their brokerage
- By: Fiona Collie
- May 16, 2018 May 16, 2018
- 10:00
Talking about ETFs
Tips for teaching clients about these still-evolving funds and what they entail
- By: Patricia Chisholm
- May 2, 2018 May 1, 2018
- 00:10
Brand Knowledge
Welcome to the drawdown era
How advisors can prepare their practices for the mass decumulation of Boomer assets
- By: TD Asset Management
- April 3, 2018 April 30, 2018
- 13:02
CPP Fund posts 11.6% return in fiscal 2018
The main driver of growth was last year’s stock markets surge
More Canadians consider guaranteed life income products desirable
Segregated funds and annuities are two products that can help Canadians reach their goals
- By: Leah Golob
- May 15, 2018 May 15, 2018
- 10:25
Financial literacy isn’t financial wellness for Canadian workers
Stress about retirement is the biggest financial worry among Canadians
- By: Leah Golob
- May 9, 2018 May 9, 2018
- 14:45
The insurtech gap
Advisors and clients are ready for digitized insurance processes, but insurers are slow to adopt new technology
- By: Dwarka Lakhan
- May 3, 2018 May 3, 2018
- 15:23
Brand Knowledge
Unlocking the potential of smart beta for your clients
- By: BMO Global Asset Management
- March 9, 2018 March 9, 2018
- 10:00