NASAA warns investors about cross-selling risks
An alert says the sales tactic can take advantage of clients
- April 24, 2019 April 24, 2019
- 12:18
Top stories
Bank of Canada holds interest rate, drops growth forecast for 2019
But the central bank predicted the economy would pick up in the second quarter
- April 24, 2019 April 24, 2019
- 12:33
Global VC market powered by smaller deals in Q1
Low-value deals accounted for more than three-quarters of global VC activity
- April 24, 2019 April 24, 2019
- 11:37
Bank of Canada outlook drives down loonie and Toronto stock market
The dollar traded at an average of US74.21¢ on Wednesday
- By: Canadian Press
- April 24, 2019 April 24, 2019
- 16:28
Proposed class action alleges RBC Insurance, Aviva shortchanged commissioned employees
Allegations involve improper calculations of vacation and public holiday pay
- By: IE Staff
- April 23, 2019 April 23, 2019
- 13:06
Amid a weaker loonie and strong M&A activity, cross-border investment surged in 2018, StatsCan reports
Canadian direct investment abroad jumped by 10.4% to $1.3 trillion in 2018
- By: James Langton
- April 24, 2019 April 24, 2019
- 10:40
FINRA launches unit to focus on industry innovation
The Office of Financial Innovation will lead the SRO's handling of fintech-related issues
- By: James Langton
- April 24, 2019 April 24, 2019
- 12:42
RBC issues first green bond
Proceeds will fund renewable energy, green building projects
- By: IE Staff
- April 24, 2019 April 24, 2019
- 14:21
TD Asset Management launches alternative investment funds for HNW clients
Funds are available exclusively to TD's Private Wealth Management clients
- By: IE Staff
- April 24, 2019 April 24, 2019
- 12:42
Former rep sanctioned for suitability failures
The former broker admitted to recommending unsuitable high-risk investments to multiple clients
- By: James Langton
- April 23, 2019 April 23, 2019
- 15:02
Canadian bank volatility set to rise, report says
U.S. M&A activity and a shift in accounting rules could pose risks
- By: James Langton
- April 23, 2019 April 23, 2019
- 12:10
First-time homebuyers hoping for financial help from family and friends: BMO
At least one in 10 is hoping for a gift of $100,000 or more
- By: IE Staff
- April 23, 2019 April 23, 2019
- 10:28
OSFI rejigs executive lineup
Ben Gully will succeed Carolyn Rogers as assistant superintendent, regulation sector
- By: James Langton
- April 23, 2019 April 23, 2019
- 16:54
MD Financial renames, changes investment objectives of bond pools
The changes will be implemented at the end of May
- By: IE Staff
- April 23, 2019 April 23, 2019
- 14:49
CFTC shuts down alleged forex fraud
The regulator has filed a civil enforcement action in federal court against several Florida-based firms
- By: James Langton
- April 22, 2019 April 22, 2019
- 14:36
FCA seeks to boost consumer protection
The regulator intends to publish a paper this fall with detailed reform proposals
- By: James Langton
- April 23, 2019 April 23, 2019
- 11:17
IE’s Calendar of Industry Events
Helping advisors find opportunities for accredited continuing education
- By: IE Staff
- April 18, 2019 April 18, 2019
- 10:30
Brand Knowledge
How megatrends lead to investment themes that lead to alpha
Seismic long-term changes can provide tomorrow’s opportunities
- By: Manulife
- April 16, 2019 April 17, 2019
- 14:00
The budget and your clients
Feds create new annuity options, enhance Homebuyers’ Plan
Tech Tips: Tax software for your clients
Help your clients navigate a wide selection of tax preparation products to find the right one for their needs - and their device
- By: Danny Bradbury
- April 5, 2019 April 9, 2019
- 10:07
Your clients should feel valued
Clients often feel unimportant because of advisors' failure to manage the experience
- By: Dan Richards
- March 8, 2019 April 9, 2019
- 15:12
After the rush: Post-RRSP reviews
Now that the contribution deadline has passed, this is a good time to review your clients' changing needs
- By: Dwarka Lakhan
- March 8, 2019 April 18, 2019
- 15:11
Inside Track
Brand Knowledge
How megatrends lead to investment themes that lead to alpha
- By: Manulife
- April 16, 2019 April 17, 2019
- 14:00
Partner Reports
Get efficient investment access to U.S. markets
- By: BMO Global Asset Management
- April 15, 2019 April 24, 2019
- 07:00