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Slideshow: Advisors happy to recommend their banks

During the past decade, advisors have been satisfied with the services and work environments their banks offer

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IIROC fines and suspends former Regina advisor

Vulnerable clients of Darryl Joseph Yasinowski suffered significant losses

  • July 13, 2018 July 13, 2018
  • 13:30
Gavel and legal books

IIROC fines dealer for failure to comply with trading supervision obligations

M Partners sanctioned a second time for audit trail deficiencies

  • July 13, 2018 July 13, 2018
  • 11:00
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OSC issues investor alert on HQ Broker

Investors approached by the unregistered firm’s representatives are urged to contact the regulator

Driftwood on beach on Nanaimo Vancouver island British Columbia Canada

BCSC reaches settlement for unregistered trading

Former investment dealer agrees to pay more than $170,000 to regulator

  • By: IE Staff
  • July 13, 2018 July 13, 2018
  • 15:30
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Broadridge launches prospect intelligence platform for advisors

Automated content recommendations are designed to help advisors engage with clients and prospects more efficiently

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Industry urged to look beyond cost cutting and use AI to boost revenues

Automation could produce more than US$500 billion in additional revenues for the global financial industry by 2020

OSC Dialogue 2017 to feature FCA, SEC executives

IE’s Calendar of Industry Events

Helping advisors find opportunities for accredited continuing education

  • By: IE Staff
  • July 4, 2018 July 4, 2018
  • 12:45
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IFIC expands Vulnerable Investors Resource Centre

New advisor materials on capacity and decision making now available

DTC: Opening doors

Qualifying for the disability tax credit is key to receiving several valuable government benefits. Here's what you and your clients need to know about this…

Have an “unplugged” vacation

Taking a break from contact with the office is essential to getting rested and recharged

Current estate plans fall short for many blended families

Financial planners must work very closely with questions to ensure their complex financial and estate goals are met