Home Katie Keir

Firms are performing better overall, though persistent and growing issues still threaten

  • May 31, 2019 June 14, 2019
  • 00:18

An overview of the 2019 Brokerage Report Card results

  • May 3, 2019 June 14, 2019
  • 00:21

Investment Executive Regulators’ Report Card 2019

  • April 5, 2019 June 14, 2019
  • 10:25

Regulators’ Report Card 2019

  • April 5, 2019 June 14, 2019
  • 10:16

Compliance executives recognize regulators' efforts, but desire more support

  • April 5, 2019 June 14, 2019
  • 10:12

Project is a "first answer to what will be a series of questions" about regulatory barriers

  • March 22, 2019 July 10, 2019
  • 11:10

Technology is important, but understanding client needs begins with advisors, says Jeff Macoun

  • March 8, 2019 July 2, 2019
  • 15:13

Clients who invest in RRSPs should think long-term and diversify

  • February 12, 2019 June 14, 2019
  • 00:20

While digital technology lends itself well to financial planning, the financial services industry faces challenges in keeping up with the rapid pace of change

  • February 12, 2019 June 14, 2019
  • 00:13

Although institutional investors have long embraced ESG factors, retail assets in RI-branded funds have tripled since 2015

  • January 21, 2019 June 14, 2019
  • 00:03