Home James Langton

Industry and advocates say more work is needed

  • March 11, 2024 March 7, 2024
  • 00:04

CSA’s proposal to empower OBSI elicits wave of criticism

  • March 11, 2024 March 7, 2024
  • 00:00

Pump-and-dump scheme used high-pressure cold calls, targeted seniors

  • March 8, 2024 March 8, 2024
  • 17:08

Environment, executive compensation and governance issues highlight the big banks' upcoming proxy season

  • March 8, 2024 March 8, 2024
  • 16:12

Serving as a client's executor totally incompatible with rep's role, panel says

  • March 8, 2024 March 8, 2024
  • 14:43

Regulator withdrew certain allegations, and a hearing panel rejected others

  • March 8, 2024 March 8, 2024
  • 14:29

Tribunal decisions aren't final until sanctions imposed, court says

  • March 8, 2024 March 8, 2024
  • 14:18

Program aims to close gaps involving crimes that aren't cases for SEC, CFTC

  • March 8, 2024 March 8, 2024
  • 08:35

Underwriting activity expected to pick up monetary policy eases, DBRS says

  • March 7, 2024 March 7, 2024
  • 16:34

Highly-indebted countries could face a negative feedback loop

  • March 7, 2024 March 7, 2024
  • 16:26