Home James Langton

New agent allegedly split commissions with ex-agent, churned those clients

  • June 2, 2023 June 2, 2023
  • 15:43

Supervisory action to boost banks' capital, liquidity would aid creditors, depositors

  • June 2, 2023 June 2, 2023
  • 15:01

Agents benefit from independent contractor status, undermining proposed lawsuit seeking employment benefits

  • June 2, 2023 June 2, 2023
  • 14:38

Credit provisions, rising capital, liquidity, expenses blunt banks' results

  • June 2, 2023 June 2, 2023
  • 12:37

Low collection rates and potentially high administration costs raise concern

  • June 2, 2023 May 31, 2023
  • 10:34

A critical mass of activity shows intent to rein in the industry

  • June 2, 2023 May 31, 2023
  • 10:32

The average advisor managed to grow their business while facing market headwinds

  • June 2, 2023 May 31, 2023
  • 10:29

The man was also ordered to pay more than $2 million in restitution to victims

  • June 1, 2023 June 1, 2023
  • 15:48

Conflict of interest concerns spark regulators' review

  • June 1, 2023 June 1, 2023
  • 15:10

The risk of misleading disclosure pervades sustainable product lineups, European regulators say

  • June 1, 2023 June 1, 2023
  • 15:01