Home James Langton

3iQ argues the regulator set tougher standards for its fund in terms of valuation, custody and liquidity

  • March 19, 2019 March 19, 2019
  • 11:15

MFDA warns dealers not to click on links in suspicious emails

  • March 18, 2019 March 18, 2019
  • 17:38

Survey respondents predict a 0.2% dip in deal volume from last year

  • March 18, 2019 March 18, 2019
  • 12:47

Members would hear complaints and make decisions regarding settlement offers

  • March 18, 2019 March 18, 2019
  • 12:13

Foreign investors piled into Canadian securities, while Canadian investors shed foreign holdings

  • March 18, 2019 March 18, 2019
  • 11:46

Alabama-based Colonial Bank had acquired hundreds of millions of dollars worth of fraudulent mortgages

  • March 15, 2019 March 15, 2019
  • 14:12

The guidance outlines the types of incidents that must be reported, and what reports should include

  • March 15, 2019 March 15, 2019
  • 13:41

The new proposals set out registration and prospectus exemptions in several provinces

  • March 15, 2019 March 15, 2019
  • 13:12

Rating agency notes firm's turnaround

  • March 15, 2019 March 15, 2019
  • 11:03

The SRO said the proposed changes would enhance the independence of its governance committee

  • March 14, 2019 March 14, 2019
  • 16:30