Home James Langton

The new business conduct regime would set out certain requirements for those dealing in the derivatives market

  • August 10, 2018 August 10, 2018
  • 10:56

The proposals following the latest changes to the banks’ leverage and capital requirements

  • August 10, 2018 August 10, 2018
  • 10:46

The regulator alleges Marc Cohodes made misleading claims about Badger Daylighting Ltd. while shorting its stock

  • August 9, 2018 August 9, 2018
  • 16:58

Moody’s forecasts that the rate will continue to decline for the remainder of the year, finishing at 2.1% vs 2.8% last month

  • August 9, 2018 August 9, 2018
  • 15:34

David Gary Durno implemented an active trading strategy for two senior clients that “generated large commissions for himself and his firm but reduced client profits”

  • August 9, 2018 August 10, 2018
  • 15:28

The new requirement would introduce “specific obligations” that would expand financial planners’ obligation to prioritize their clients’ interests

  • August 9, 2018 August 9, 2018
  • 15:06

Fidelity’s recent launch of two zero-fee index mutual funds highlights the revenue pressures facing traditional investment managers, report states

  • August 9, 2018 August 9, 2018
  • 12:34

Canadian investors don’t have easy access to these products, nor do they have much price transparency, the exchange says

  • August 9, 2018 August 9, 2018
  • 12:10

The report finds a high level of concentration at a small number of CCPs

  • August 9, 2018 August 9, 2018
  • 11:04

The new rules consolidate the existing capital treatments, introduce new credit risk capital charges and include updated credit risk factors for securitized assets

  • August 9, 2018 August 9, 2018
  • 10:50