Home James Langton

Advisor did not comply with the dealer’s own guidelines for leveraged ETFs

  • May 9, 2018 May 9, 2018
  • 18:00

The committee plans to release a report with recommendations

  • May 9, 2018 May 9, 2018
  • 13:10

Two RBCDS advisors violated agreement by calling clients when they moved from MD Management, court says

  • May 9, 2018 May 9, 2018
  • 13:10

Conditions likely to remain positive in the near to medium term

  • May 9, 2018 May 9, 2018
  • 12:30

Advisors can compare two portfolios side-by-side to improve performance

  • May 9, 2018 May 9, 2018
  • 10:30

Although overall AUM and productivity are up, this isn’t the case at all firms in this year’s Brokerage Report Card

  • May 9, 2018 May 9, 2018
  • 10:00

Legalization has the potential to reduce judicial burden, boost employment and offer a new revenue stream for First Nations populations

  • May 8, 2018 May 8, 2018
  • 16:28

Regulator reports that it received 324 proficiency exemption applications last year

  • May 8, 2018 May 8, 2018
  • 15:15

CPMI releases proposed strategy on enhancing the industry’s capacity to prevent, detect and respond to attempted fraud,

  • May 8, 2018 May 8, 2018
  • 11:30

Saskatchewan regulator issues cease-trade order

  • May 7, 2018 May 7, 2018
  • 15:40