AMF to host roundtable on proposed OTC oversight regime
The new business conduct regime would set out certain requirements for those dealing in the derivatives market
- August 10, 2018 August 10, 2018
- 10:56
The new business conduct regime would set out certain requirements for those dealing in the derivatives market
The proposals following the latest changes to the banks’ leverage and capital requirements
The regulator alleges Marc Cohodes made misleading claims about Badger Daylighting Ltd. while shorting its stock
Moody’s forecasts that the rate will continue to decline for the remainder of the year, finishing at 2.1% vs 2.8% last month
David Gary Durno implemented an active trading strategy for two senior clients that “generated large commissions for himself and his firm but reduced client profits”
The new requirement would introduce “specific obligations” that would expand financial planners’ obligation to prioritize their clients’ interests
Fidelity’s recent launch of two zero-fee index mutual funds highlights the revenue pressures facing traditional investment managers, report states
Canadian investors don’t have easy access to these products, nor do they have much price transparency, the exchange says
The report finds a high level of concentration at a small number of CCPs
The new rules consolidate the existing capital treatments, introduce new credit risk capital charges and include updated credit risk factors for securitized assets