James Langton

Regulation

CFTC aims to avoid overlap with SEC

August 18, 2026 James Langton
Entrance to the U.S. Commodity Futures Trading Commission (CFTC) on their headquarters building in Washington; CFTC is an agency of the US government.
Regulation

Pre-IPO scheme charged hefty markups: SEC

August 18, 2026 James Langton
SEC
Regulation

Investors may finally be able to short the Leafs

August 17, 2026 James Langton
Trader at computer screen
Economy

Foreign investors snapped up Canadian debt in Q2

August 17, 2026 James Langton
Canadian flag and chart
News

Scammers are building webs of fakery to trap investors, ASIC warns

August 17, 2026 James Langton
fake fact
Regulation

Scotia Securities settles CIRO complaint-handling case

August 17, 2026 James Langton
Dispute at desk
Regulation

Ex-broker gets jail for social media scheme

August 17, 2026 James Langton
Coin drop
Regulation

FINRA seeks to boost firms’ fraud defences

August 14, 2026 James Langton
investor protection
Regulation

Fundco execs sanctioned for false statements: FCA

August 14, 2026 James Langton
The facade of the Royal Exchange in the City of London
Regulation

Ponzi scheme targeted Orthodox community: SEC

August 14, 2026 James Langton
ponzi scheme
Industry

Testing a fail fee for government bonds

August 14, 2026 James Langton
Bank of Canada
Regulation

SEC sanctions advisor for plucking fund’s profits

August 14, 2026 James Langton
IPO, initial public offering