iStock.com / Olivier Le Moal
Katie Keir
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Issues to watch
Self-regulation review
After receiving comments in late October on the current framework for self-regulatory organizations, the Canadian Securities Administrators are working on a proposal for comment.
CE requirements
In March, the Mutual Fund Dealers Association of Canada (MFDA) proposed rules for continuing education (CE) accreditation. CE requirements for MFDA members were supposed to take effect before the end of 2020, but now the MFDA will finalize its CE policy and roll out the system in 2021.
National regulator
A spokesperson for the Capital Markets Regulatory Authority says no timeline has been set for implementing the regulator.