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Keyword: Regulatory reform

309 results found
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"Landmark" legislation is significant step forward in protecting investors, organization says

stock market down

Reaction to CIRO’s proposed changes is sharply divided

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Expanding access to advice, standardizing KYC data collection on SRO's agenda

Trader screen

Regulator aims to ease asset managers' access to investment research

Regulator publishes first examination of opaque market segment

Merger activity subdued, but the benefits of scale only continue to grow

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Industry divided on, investor advocates opposed to, reforms

Financial Technology concept illustration of Businessman pointing at abstract blue business charts and icons

Consultation paper on test environment for trading, clearing digital assets will be open for feedback until May 29

Merger puzzle pieces

Consolidation on hold as valuations sag, regulatory oversight intensifies

Green globe

Proposals aim to improve quality, transparency of credit ratings