Citing continued consumer harm and a lack of trust, regulator plans tougher consumer protection requirements
Experts at an InvestorCOM webinar discussed how firms are preparing for the client-focused reforms
New regulatory research will feed into reforms to shadow banking oversight
The OSC advisory group is facing a long list of investor issues
The new FCA consultation aims to encourage SPACs with added investor protections
As the U.S. industry considers shorter settlement, the CCMA ponders it too
The call by U.S. watchdogs for a shorter settlement cycle follows increased trading volume, volatility
Pandemic-driven volatility exposed systemic risks that reforms will target
Regulatory staff are expected to deliver recommendations to CSA chairs in the coming weeks
The provinces may have less incentive to find common ground following the shuttering of the CMAIO