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Keyword: Regulatory reform

271 results found
dominos falling

Trade group pushes back on Ontario's plan to shorten regulatory comment periods

banking stress

Effects of high rates to weigh further on economy, financial sector

European Union headquarters

Big project needed to galvanize creation of single capital market

People examining economic statistic Financial examiner Vector illustration.

Survey finds investors don't see the need for major overhaul

Lightbulb drawn around tree image, indicating sustainable ideas

Consultation shows range of views on where the organization should focus next

Silhouette of man at sunset

Kriegler acknowledges additional burden to advisors resulting from regulatory changes

Quantum computer

SRO examines potential implications of a computing revolution

Euro trading

Trading volumes fell, fragmentation, specialization increased since U.K. left

new label

Approval came nine months after the firm filed its initial application

  • By: Katie Keir
  • October 26, 2023 October 26, 2023
  • 12:56

New SRO aims to harmonize requirements for fund dealers and investment dealers