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Keyword: Regulatory reform

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missed the mark

Critics warn a proposed regime may do little to clear up confusion

timeline

Keeping track of compliance developments during the pandemic hasn’t been easy. Here are the major upcoming deadlines.

  • By: Katie Keir
  • December 14, 2020 December 14, 2020
  • 00:10
close up image of stock market data on a computer

New rules will expand the content of market data, allowing for competing data consolidators

House placed on coins Men's hand is planning savings money of coins to buy a home concept concept for property ladder, mortgage and real estate investment. for saving or investment for a house,

Handover for mortgage investments from FSRA to OSC knocked to July

advisor with client

There are more advisors — and more consumers receiving advice — following major reforms

merger

Time to think bigger on SRO reform?

challenge-obstacle

Deadlines to implement the client-focused reforms were extended, and dealers are working out how to comply with the new requirements

  • By: Katie Keir
  • November 23, 2020 December 11, 2020
  • 00:10
foreign country with stock market data

Flight to safety, spike in cash needs drove liquidity crunch in certain funds

Young business people in board room meeting at the office

Proposed exemption would allow non-accredited investors to self-certify their sophistication

world map, emerging markets and international global businesses

Efforts to build systemic resilience largely worked during pandemic, FSB says