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Keyword: Regulatory reform

114 results found
Law.

Citing continued consumer harm and a lack of trust, regulator plans tougher consumer protection requirements

Close-up Of Two Businessman Analyzing Graph On Digital Tablet

Experts at an InvestorCOM webinar discussed how firms are preparing for the client-focused reforms

rules and regulations

New regulatory research will feed into reforms to shadow banking oversight

Female tax inspector looking at corporate financial documents with magnifying glass

The OSC advisory group is facing a long list of investor issues

rules and regulations

The new FCA consultation aims to encourage SPACs with added investor protections

Financial stock exchange market display screen board on the street

As the U.S. industry considers shorter settlement, the CCMA ponders it too

stock market

The call by U.S. watchdogs for a shorter settlement cycle follows increased trading volume, volatility

business people standing in line under a magnifying glass

Pandemic-driven volatility exposed systemic risks that reforms will target

businessman race hurdle competition

Regulatory staff are expected to deliver recommendations to CSA chairs in the coming weeks

map of Canada

The provinces may have less incentive to find common ground following the shuttering of the CMAIO