Keyword: Regulatory reform

177 results found
EU flags waving in front of European Parliament building. Brussels, Belgium

Pandemic-driven panic exposed money market funds' vulnerabilities

Man walks the ladder of success and reaches the top

Editorial: Closing the gap between insurance and securities rules removes a tangible risk for clients

  • By: IE Staff
  • February 14, 2022 February 18, 2022
  • 09:12
business growth

Stressed about the client-focused reforms? Try this different approach

businessman running

A collaborative approach with realistic timelines would help reduce strain on firms

Grand opening, cutting red ribbon

Regulators say renewing prospectuses every two years could save the industry millions annually

Inauguration Day Washington DC

U.S. regulator proposes new reporting requirements to boost oversight, investor protection

piggy banks proliferate

Institutions respond to tied selling allegations

Law concept - Law book with a wooden judges gavel on table in a courtroom or law enforcement office

Critics are concerned reform initiatives will become unmanageable

outlook 2022

Several major initiatives could launch this year

Compliance Legal Rule Compliancy Conformity Concept

Editorial: Now, they need to ensure it’s done right.

  • By: IE Staff
  • January 24, 2022 January 24, 2022
  • 00:05