Keyword: Regulatory reform

53 results found
mature businessman thinking at desk in office

MFDA proposes creation of new, comprehensive SRO for registered firms

usiness team in a meeting looking at a sheet of paper

The OSC proposed a series of curbs on DSC sales that would take effect alongside the ban in the rest of the country

Soliman to lead first "five-year" review since 2003

Close of businesswoman making announcement in paper trumpet

Currently, the OSC is the only provincial regulator that can't issue blanket orders

39174258 - man calculates money. piggy bank and business documents on desk

Small and medium-sized enterprise financing was relatively unharmed

Dissenting commissioner says it's "absurd that the commission is excusing billionaires from the notice-filing requirement"

Close of businesswoman making announcement in paper trumpet

The director of the OSC's derivatives branch says the "work is almost done"

Flowerpot Rocks, part of the Hopewell Rocks, in New Brunswick, Canada

The province will be the fifth to give IIROC a full enforcement toolkit

Business meeting concept illustration in an aerial view with people sitting around a conference table

A revised policy stance is in the works

Compliance Rules Law Regulation Policy Business Technology concept.

New report sets out 107 recommendations aimed at easing the regulatory burden