Keyword: Regulatory reform

299 results found
business people standing in line under a magnifying glass

The Ontario regulator discussed proposed licensing suitability guidance during a webinar on Wednesday

stock market data

Self-regulatory organization proposes new settlement obligation and expanded guidance

Stanley Beck was a regulator, academic and investor advocate

Law concept - Law book with a wooden judges gavel on table in a courtroom or law enforcement office

Change follows a report from the auditor general that found the rule-making process "exceedingly slow"

Smartphone with finance and market icons and symbols concept

European regulators' paper examines investor protection issues arising from investment industry's digitalization

rules and regulations

Industry trade groups remain hesitant about sweeping reforms

finding your niche

Find ways to excel at the basics, panellists suggested at a CFA Society Toronto event

  • By: Katie Keir
  • December 7, 2023 December 7, 2023
  • 14:11
Big binders

Decision on tougher investor protection measures coming by end of 2025

dominos falling

Trade group pushes back on Ontario's plan to shorten regulatory comment periods

banking stress

Effects of high rates to weigh further on economy, financial sector