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Keyword: regulation

53 results found
smiling young couple shaking hands with investment advisor

Experts weigh in on what the new CFRs mean for advisors and investors

33508688 - acronym 'etf' of the yellow square pixels on a black matrix background. stocks fund concept.

New rules allow certain ETFs to come to market more quickly

Business team with thumbs up

SRO wants to ensure fund reps' skills and industry knowledge remain up to date

REGULATION CONCEPT

Areas where future regulatory policy is expected include cybersecurity and protecting seniors

Close-up Of Businesswoman Stopping The Effect Of Domino With Hand

The self-regulatory organization says its proposal is being “purposely misinterpreted”

REGULATION CONCEPT

Ontario hasn't reviewed securities regulations in 16 years

illustration of clock with market data

Organization proposes synchronizing clocks to UTC

Stacked white books on rules and regulations

The association also urged country-wide harmonization of titles

  • By: IE Staff
  • September 9, 2019 October 7, 2019
  • 13:59
Brexit

Consultation on wholesale market data shelved so firms can focus on EU withdrawal

These mortgages are expected to have different default probabilities relative to traditional mortgages