Surveys show that the introduction of Fund Facts and CRM2 reports is achieving policy objectives
Two commissioners have criticized the weaker standards, claiming they reduce transparency
Either develop a plan to complete the project, or scrap it entirely, writes Ian Russell
Exemptions largely help to accommodate realities of remote working
Ontario's securities regulator warns firms to seek registration ahead of the upcoming regulatory transition
The client-focused reforms will require you to demonstrate that you’ve considered a “reasonable range of alternatives”
Concerns have intensified because of the pandemic
In the midst of a global pandemic, Ontario's decision to allow DSCs looks worse than ever
Proposed rule changes would give SRO staff authority to issue exemptions from certain re-papering requirements
The recent uptick in small advisory firms reflects several factors affecting the Canadian wealth business