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The agreement establishes a framework for consultation, co-operation and information-sharing between the OSC, BaFin, and the Bundesbank

Team project work Analyze reports plans, papers, documents, statistics calculations

The proposals would reduce the reporting deadlines and increase the amount of data that are collected

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NYSE, NYSE Arca and NYSE American were charged with various regulatory failures stemming from five separate investigations

OECD raises Canada’s economic growth outlook to 2.4% for 2017

Consultation paper proposing updates to Basel Committee's stress testing principles to incorporate changes in stress testing practices that have occurred in recent years

Advocis takes stand against new Saskatchewan tax on life insurance

The association’s response to the CCIR’s strategic plan recommends that regulators implement a mandatory rule for advisors to conduct a needs analysis for all clients

The initiative would provide investor protections but existing restrictions on controlling shareholders and related parties would not apply to a sovereign shareholder

Principles are aimed at consistency for firms leaving the U.K.

Canadian insurance regulators focus on three key priorities

The regulator’s final statement of priorities, published on Thursday, also includes a commitment to deal with embedded commissions

FINRA seniors’ hotline leads to US$4.3 million in reimbursements

The helpline has also led to almost 650 issues being referred to other regulators, the U.S. SRO reports

Advocis encouraging advisors, clients to oppose commissions ban

The committee will provide the regulator with feedback on emerging issues and the regulatory framework for investment products