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Keyword: regulation

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British regulator calls out industry ahead of July 31 deadline for new standards

rubber stamp

Regulatory efficiency saves costs and ultimately benefits investors

advisor client meeting

FAIR Canada research finds investors worry about fees and suitability, and have low faith in regulatory protections

Pile of cryptocurrency coins

In less than 12 months, nearly all the biggest lenders have failed spectacularly

  • By: Ken Sweet
  • January 24, 2023 January 24, 2023
  • 12:44
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Groups issuing financial planner and advisor titles must meet cybersecurity guidelines

climate change

The review will help banks beef up climate planning and data gathering, Moody's says

announcement

Dorothy Sanford, former head of MFDA IPC, heads new investor group

announcement

Quebec's top regulator will leave the agency after 17 years, including 10 at the helm

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Coinbase rating cut on drop in trading volume, retail interest

merger

Provincial regulation increasingly tracks federal rules, but gaps remain