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Keyword: regulation

393 results found
hand of a businesswoman at her desk with a pen and a clipboard

Registrant Advisory Committee calls for new members

Multiethnic group of people cooperating for environmental protection

Report highlights size of portfolio decarbonization challenge

The legislature in Ontario

Editorial: Many of the people who called themselves financial advisors in Ontario in 2015 can still do so today with minimal effort

  • By: IE Staff
  • September 19, 2022 September 19, 2022
  • 00:02
Low angle view of Skyscrapers in downtown Toronto during the day

The provision adopted to support bank lending is no longer needed, regulator says

a man interrupts a cascade of falling dominoes

The move follows a regulatory warning earlier this year to stop DSC sales of seg funds

Close up of businessman hands making handshake - greeting, dealing, merger and acquisition concepts

Cited risks from collaboration with industry are unfounded, writes Paul Bourque

Business People Meeting Discussion in a boardroom concept

Editorial: Any mechanism that cedes more policy control to the industry risks allowing regulation to be used as a competitive weapon

  • By: IE Staff
  • August 29, 2022 September 6, 2022
  • 00:13
An informational traffic sign post indicating the financial market business concept of volatility

Regulators on alert as interest rates rise and markets are volatile

client meeting

Industry groups and investor advocates are divided on timelines and scope


CSA demands pre-registration undertakings from firms to protect investors