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Keyword: regulation

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a serious business man thinking about serious problems

An IOSCO report highlights crypto trading issues, but stops short of setting standards

man opening curtain to reveal something

Investment industry reps, miners and consultants form committee

flag of ontario flying high on a flag post, against blue sky

The next head of the OSC faces an “enormously challenging role”

Queen's Park, Ontario legislature, exterior

The OSC needs a steady hand at the helm

  • By: IE Staff
  • January 31, 2020 January 29, 2020
  • 00:02
Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

Victoria Harnish will serve a two-year term

  • By: IE Staff
  • January 30, 2020 January 30, 2020
  • 14:35
open door business

A former SEC and CFTC executive will be head of the group's legal division

Partners discussing new plans

An IIROC survey reveals gaps in current and aspiring investors' views on regulation

Businessman analysis the stockmarket on labtop Stock Market Investment Online

The group first proposed adopting UTC to enhance market oversight back in September

Business lawyer team. Working together of lawyer in the meeting.

IIROC says the advisor failed to learn “essential facts” about a client

IIROC’s late-filing fee for CE credits takes effect Jan. 1