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Businesswoman umbrella orange arrow insurance

The group of regulators has been developing recommendations on mechanisms to manage episodes of extreme volatility

Businessman analysis the stockmarket on labtop Stock Market Investment Online

The clearing and settlement agency is looking to expand the pool of potential directors for its board

cybersecurity of network of connected devices and personal data security, concept on virtual interface with consultant in background

A former contractor accessed personal and business information electronically on the web-based system registrants use to file information with regulators

  • By: IE Staff
  • July 27, 2018 July 27, 2018
  • 19:20
business people standing in line under a magnifying glass

CSA says self-regulatory organization meets terms and conditions of its recognition order

Silhouttes of Two Business People Having a Handshake

The revised agreement is aimed at addressing issues such as the regulation of swamps and security-based swaps

business people standing in line under a magnifying glass

The SRO also plans to review the regulation of advice to ensure the rules enable innovation in the industry

Toronto bank towers

The federal banking regulator will review the buffer on a semi-annual basis, with the first review slated for December 2018

handshaking and exchanging contract documents

The agreement establishes a framework for consultation, co-operation and information-sharing between the OSC, BaFin, and the Bundesbank

Team project work Analyze reports plans, papers, documents, statistics calculations

The proposals would reduce the reporting deadlines and increase the amount of data that are collected

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NYSE, NYSE Arca and NYSE American were charged with various regulatory failures stemming from five separate investigations