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Keyword: regulation

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Stacked white books on rules and regulations

Clients have demanded an integrated platform of products and services driven by their desire for convenient, one-stop shopping

  • By: Ian Russell
  • February 14, 2019 February 13, 2019
  • 06:00

21 attorneys general want the CFPB to drop proposals

world map, emerging markets and international global businesses

Report looks at 40 jurisdictions

Downtown office buildings Toronto

Regulator introduces new disclosure requirements for banks that have been deemed systemically important to Canada's financial system

Financial Technology concept illustration of Businessman pointing at abstract blue business charts and icons

Global securities regulators working to improve operation of commodity derivatives markets

Toronto bank towers

Tighter regulation would improve banks' liquidity profiles, a report says

Young female hands tablet with red and blue charts analyze concept calculation

Advisors and dealers are looking for strategies to remain compliant while managing costs and improving client satisfaction

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At issue was whether the broker knew—or should have known—that a trading tip was based on inside information

Regulator calls on mortgage brokers to help borrowers avoid making bad decisions

Businessman progress strategy calculations Mixed media

The measures follow a review that found weak price competition