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Close of businesswoman making announcement in paper trumpet

The Ontario regulator proposed a central registry of title users and shorter transition periods

gavel

The regulator has asked for extension to Aug. 12 while its investigation continues

rules and regulations

New regulatory research will feed into reforms to shadow banking oversight

rules and regulations

The new FCA consultation aims to encourage SPACs with added investor protections

stock exchange graph

Regulators to designate CDOR as the only regulated financial benchmark in Canada

suspicious client

Conflicts-related CFRs were discussed by Agora at the FMFD conference

United States flag with Bitcoin cryptocurrency

The SEC has been unmoved by industry efforts to regulate crypto products

weird work environment

Editorial: It’s finally time to learn to stop worrying and love the CSA

  • By: IE Staff
  • April 19, 2021 April 16, 2021
  • 00:02
confused man

A clear delineation of responsibilities would allow for an effective relationship

Lady overwhelmed by debt, tax, tax forms

A step-by-step guide to navigating the mountain of rules you must follow to protect your licence, reputation and livelihood