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Keyword: regulation

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Stacked white books on rules and regulations

Investors can benefit from regulatory streamlining

Clients have demanded an integrated platform of products and services driven by their desire for convenient, one-stop shopping

  • By: Ian Russell
  • February 14, 2019 February 13, 2019
  • 06:00

U.S. state AGs oppose “regulatory sandbox”

21 attorneys general want the CFPB to drop proposals

world map, emerging markets and international global businesses

IOSCO review finds gaps in trading oversight, mostly in emerging markets

Report looks at 40 jurisdictions

Downtown office buildings Toronto

OSFI examines banks’ funding risks

Regulator introduces new disclosure requirements for banks that have been deemed systemically important to Canada's financial system

Financial Technology concept illustration of Businessman pointing at abstract blue business charts and icons

IOSCO details best practices for commodity storage

Global securities regulators working to improve operation of commodity derivatives markets

Toronto bank towers

Tougher rules for risky deposits would benefit Canada’s big banks, Moody’s says

Tighter regulation would improve banks' liquidity profiles, a report says

Young female hands tablet with red and blue charts analyze concept calculation

Technology can ease the regulatory burden

Advisors and dealers are looking for strategies to remain compliant while managing costs and improving client satisfaction

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OSC dismisses insider trading case against broker

At issue was whether the broker knew—or should have known—that a trading tip was based on inside information

OSFI defends stress tests for borrowers

Regulator calls on mortgage brokers to help borrowers avoid making bad decisions

Businessman progress strategy calculations Mixed media

FCA reforms aim to boost competition in asset management

The measures follow a review that found weak price competition