Home regulation

Keyword: regulation

365 results found
merger

Consistency would provide clarity to investors

Wall street sign in New York with American flags and New York Stock Exchange background.

ESMA review finds clues to growing risk, says work needed to improve oversight

stack of files

Editorial: Task force’s work looks destined to suffer the fate of other policy reviews — gathering dust on some bureaucrat’s shelf

  • By: IE Staff
  • May 16, 2022 May 13, 2022
  • 00:02
Piggy bank with money flat icon illustration

Prominent cryptos losing their pegs is a wake up call to investors, regulators

Closeup of mallet being hit on stacked coins at table in courtroom

The firm will pay a US$5.5-million penalty but did not admit or deny the SEC's findings

Law concept - Law book with a wooden judges gavel on table in a courtroom or law enforcement office

The "hybrid" regulation of ETFs makes it impossible to bring a class action for misrepresentation, court finds

Queen's park, Ontario

Bay Street and regulators are now in a relative calm after a regulatory storm

rules and regulations

Advisor titles remain a concern for provincial securities authorities

advisor-client meeting

The regulator is "actively" reviewing other applications, it said

  • By: IE Staff
  • April 11, 2022 April 11, 2022
  • 16:51
Bitcoin in the hands of a child. The boy holds a metal coin of crypto currency in his hands.

In a speech on Thursday, the U.S. Treasury Secretary also advocated for maintaining the dollar's prominence