A rebound in investment banking represents a ray of hope for sector
Suit alleges that retail investor trades violated securities law
Regulators to boost fee transparency, explore enhanced retail access
Ontario court allows bid for judicial review of enforcement practices
Crypto platforms get until Oct. 31 to meet CSA's interim rules
Broker conflicts, finfluencers, gamification among regulators' priorities
Regulator publishes first examination of opaque market segment
Industry divided on, investor advocates opposed to, reforms
Here are three steps to prove suitability
Crypto firm to pursue full dealer and ATS registration, plus SRO membership