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Closeup of mallet being hit on stacked coins at table in courtroom

The firm will pay a US$5.5-million penalty but did not admit or deny the SEC's findings

Law concept - Law book with a wooden judges gavel on table in a courtroom or law enforcement office

The "hybrid" regulation of ETFs makes it impossible to bring a class action for misrepresentation, court finds

Queen's park, Ontario

Bay Street and regulators are now in a relative calm after a regulatory storm

rules and regulations

Advisor titles remain a concern for provincial securities authorities

advisor-client meeting

The regulator is "actively" reviewing other applications, it said

  • By: IE Staff
  • April 11, 2022 April 11, 2022
  • 16:51
Bitcoin in the hands of a child. The boy holds a metal coin of crypto currency in his hands.

In a speech on Thursday, the U.S. Treasury Secretary also advocated for maintaining the dollar's prominence

cryptocurrencies

The council's first priority is to advocate for a national strategy for cryptocurrency and digital assets

rules and regulations

The rules come into force on March 28

Queen's Park, Ontario, Canada

Bill would alter balance between legislature and the OSC

Horn speaker for public relations sign symbol, vintage color - sun with blue sky

Most existing commissioners will serve on either the board or tribunal