Research by:
Sophie Allen-Barron, Anthony Burton, Ramona Leitao and Curtis Panke
Research editors:
Fiona Collie and Pablo Fuchs
Click on the documents link to view and download a PDF of the chart.
Assets under administration reach $3.5 billion
Firms that responded to advisors' concerns and helped them solve problems were rated highest
How insurance advisors rated their agencies' performance
Advisors who made more than $1 million jumped to 14.4% from 3.1% last year
Rep sanctioned in CIRO settlement, despite lack of harm
Court orders prison, restitution for misappropriating investors' money
U.K. regulator preparing to adopt international standards
Crypto firm advised against Hong Kong proceeding for class action plaintiffs