Regulatory burden more acute than ever
COs and company executives already were reeling from regulatory pressures — and new rules have only added to that burden
- By: Tessie Sanci
- March 26, 2015 November 11, 2019
- 23:00
Top Stories in In Depth
The necessity of regulatory fees
Most survey participants would like to pay less in regulatory fees, but realize regulators need resources to operate
- By: Megan Harman
- March 26, 2015 November 11, 2019
- 23:00
Stiff opposition to rewarding tipsters
Almost two-thirds of survey participants are opposed to a whistleblower program that pays insiders for tips
- By: James Langton
- March 26, 2015 November 11, 2019
- 23:00
CRM2 is causing a big disruption to business
Almost three-quarters of survey participants say the costs and effort needed to be compliant with CRM2 are significant
- By: Rudy Mezzetta
- March 26, 2015 November 11, 2019
- 23:00
Ratings hold steady for all but the OSC
The Ontario Securities Commission has taken a major hit for its lack of sensitivity and responsiveness to the investment industry
- By: James Langton
- March 26, 2015 November 11, 2019
- 23:00
The pension puzzle: Public or private?
Too few company pensions and stretched public finances are heating up the debate over adequate retirement funding
- By: Ann MacAulay
- March 26, 2015 November 9, 2019
- 23:00
Keep in touch and keep it real
Glen Rankin believes in client contact, honesty and hard work. Since he began selling insurance at the age of 19, Rankin has known the value…
- By: donalee Moulton
- March 26, 2015 November 9, 2019
- 23:00
How we did it
Compliance officers (COs) and senior executives from a cross-section of firms in the investment industry shared their thoughts about the regulators that oversee their businesses…
- By: Fiona Collie
- March 26, 2015 November 11, 2019
- 23:00
Regulators should focus on Canada
Survey participants question whether regulators should focus so much on developments outside of Canada
- By: Fiona Collie
- March 26, 2015 November 11, 2019
- 23:00
SROs stand out in soliciting industry comments
IIROC and the MFDA have advisory committees, regional councils and policy roundtables in place through which to receive feedback
- By: Kevin Philipupillai
- March 26, 2015 November 11, 2019
- 23:00
Documenting your succession plan
In part 10, George Hartman, managing partner with Elite Advisors Canada, discusses the importance of having a written succession plan and what should be included…
- By: George Hartman, Grant McIntyre
- March 24, 2015 November 9, 2019
- 09:01
Wealth planning using trusts
A review of the key types of trusts and how they are used in financial planning
- By: Wilmot George
- March 23, 2015 November 9, 2019
- 09:15
Small-caps: Energy weakness spills over into industrials
Part three of a Canadian small-cap roundtable
- By: Sonita Horvitch
- March 20, 2015 November 9, 2019
- 16:00
Is Essential Retail A Smart Money Play in Today’s Market?
With investors growing cautious toward historically expensive risk assets, defensive sectors are attracting renewed capital inflows. Skyline breaks down the current environment and explains why…
- By: Skyline
- December 8, 2025 November 21, 2025
- 08:00
Do you have the right portfolio ingredients to position clients for 2026?
Choosing the right investment management partners can help you make confident recommendations — even in unpredictable times.
- By: NEI Investments
- December 1, 2025 November 24, 2025
- 08:00
The Value of a Total Portfolio Approach
Building Resilient Portfolios for a New Era
- By: PICTON Investments
- November 24, 2025 November 24, 2025
- 08:00
The Seasons of an Advisor’s Life: Fall, a time for harvesting, productivity and shedding the old
Have You Thought About What Season Your Practice is in?
- By: Designed Securities
- September 12, 2022 September 12, 2022
- 07:00
A different frame
HNW clients want guidance on the complex challenges that wealth can bring
- By: Patricia Chisholm
- October 15, 2018 November 9, 2019
- 00:32
Powering up your practice
Referrals are key to boosting your roster of HNW clients
- By: Dwarka Lakhan
- October 15, 2018 November 9, 2019
- 00:31
Where do private apartment funds fit in a modern portfolio?
The nature of private apartment funds means they can complement your client’s traditional investment portfolio.
- By: Equiton
- October 14, 2025 October 13, 2025
- 08:00
Advisor Productivity: Solving the Canadian Integration Gap
Boosting advisor productivity in Canada through integration, innovation, and global best practices.
- By: Objectway
- October 6, 2025 October 6, 2025
- 08:00
Building Trust, the Right Way at WFG
Head of Compliance for WFGIAC April Stadnek shares her perspective on the growing need for financial protection among Canadians, and how WFG supports its advisors…
- By: World Financial Group
- February 4, 2025 February 4, 2025
- 08:00
Report Card on Banks 2025 summary video
A video breakdown of the 2025 Report Card on Banks themes
- By: IE Staff
- October 21, 2025 October 21, 2025
- 12:39
Retail bank advisors identified pay as a key motivator
Paying the bills and growing their careers were priorities for the Big Six’s branch planners
- By: Roland Inacay
- October 21, 2025 October 21, 2025
- 09:59
Proprietary shelves, sales pressure not a problem, most retail planners say
But banks’ big mutual fund fees are, investor advocate says
- By: Michelle Schriver
- October 21, 2025 October 21, 2025
- 09:40
OSC seeks $37.5 million in Bridging sanctions
Regulator requests monetary penalties, disgorgement, costs and market bans
- By: James Langton
- April 29, 2025 July 10, 2025
- 16:11
Insurance advisors share industry sentiment and needs (charts)
Insurance advisors answered multiple-choice questions about their industry experience for this inaugural research
- By: Katie Keir, Emily Fox
- February 12, 2024 July 9, 2024
- 00:14
Hot housing market gives some Canadians cold comfort
Housing costs are a growing worry, BMO index finds
- By: IE Staff
- March 17, 2022 March 17, 2022
- 15:02