Pablo Fuchs, senior editor with Investment Executive, and Fiona Collie, staff writer, outline the key findings of the 2015 Regulators’ Report Card. Overall evaluations of Canada’s main regulators has remained largely unchanged this year. The exception was the Ontario Securities Commission (OSC), whose ratings declined dramatically year-over-year.
Guiding newer hires requires time and patience, and veteran advisors can’t always lead that effort
Investments in technology and business support are needed, but so too is strategic consistency
Four in 10 advisors said culture was the key thing firms should focus on, more than any other category group
The average brokerage advisor grew their book, added clients and earned more in 2024
Firm's former CEO, David Sharpe, seeks judicial review of tribunal's findings against him
GENIUS Act marks a turning point for crypto assets industry
Private investment fund operated as a Ponzi scheme
The fiscal stimulus required to support Canadians during the pandemic was always going to be inflationary, no matter what the Bank of Canada did