Keyword: Compensation plans

92 results found
suspicious client

Regulator recommends studying ban, beefing up disclosure

Wall street sign in New York with American flags and New York Stock Exchange background.

The salary drop tracks with a 17% decline in bonuses

Customer Relationship Management handshake provider and customer flat illustration

There's also growing dissatisfaction with asset-based fees

African american business man using a tactile tablet over white background - Black people

Survey will include small, medium and large firms

handshaking and exchanging contract documents

Agreements allow reps to receive compensation from credit unions for securities-related activities

Washington DC skyline with Monument Capitol and Abraham Lincoln memorial

U.S. regulator adopts rules to enhance transparency and oversight of alternative trading systems

business people standing in line under a magnifying glass

The recommendations seek to assist regulators’ oversight of the effectiveness of compensation tools in addressing misconduct risk

Ethics and disclosure are key to whatever compensation model financial planners and financial advisors employ

Scotiabank, National Bank and CIBC advisors were quite vocal in their disapproval of changes to their paycheques

Court rules in favour of labour-sponsored venture fund against fund manager

Investment manager is not able to collect bonuses after dismissal because contract stated he must be “actively employed” with the firm for a four-year period