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Keyword: Compensation plans

92 results found

Insurance industry’s “middle class” grows

Target hit in the center by arrow

The U.K. regulator unveiled a three-year strategy to combat an array of investor harms


Advisors’ bonuses are increasingly being tied to client satisfaction


B.C. court dismisses appeal in "enhanced compensation" case

advisor compensation

Advisors are largely happy with their grids, even with firms turning more attention to fee-based platforms

A new MFDA paper aims to take the mystery out of client vulnerability

OSC corporate finance report aims to aid compliance

IIROC outlined the challenges for firms and regulators in a new report


The regulator found the firm's compensation structure favoured in-house funds


Case claimed extra compensation for selling in-house funds harmed investors

investment concept

The regulator proposes to allow companies to pay up to 15% of annual pay in securities