New tools from IIROC
SRO aims to speed up settlements
- By: James Langton
- May 3, 2019 October 31, 2019
- 00:26
Latest news in News
Boom amid the gloom
Dealers large and small see healthy growth in profits
- By: James Langton
- May 3, 2019 October 31, 2019
- 00:25
Provincial budgets widely diverse
While Ontario and Alberta grapple with big deficits, Quebec and B.C. boast surpluses
- By: Catherine Harris
- May 3, 2019 October 31, 2019
- 00:23
Misreading the curves
An inverted yield curve does not necessarily herald hard times
- By: Andrew Allentuck
- May 3, 2019 October 31, 2019
- 00:04
The budget and your clients
Feds create new annuity options, enhance Homebuyers’ Plan
- By: IE Staff
- April 5, 2019 October 31, 2019
- 10:27
Wading into cryptoassets
So far, securities regulators have been reluctant to sign off on regulated crypto-based ventures
- By: James Langton
- April 5, 2019 November 13, 2019
- 10:26
Improved showing
Investment Executive Regulators’ Report Card 2019
- By: Katie Keir
- April 5, 2019 October 31, 2019
- 10:25
Shareholders get active
Advocacy group calls on banks to recognize technology risk and other ESG issues
- By: James Langton
- April 5, 2019 October 31, 2019
- 10:24
Profit survey: Firms weather stormy markets
Brokerages took a hit, but banks remained solid and can expect tempered earnings growth
- By: Catherine Harris
- April 5, 2019 October 31, 2019
- 10:23
Closing loopholes, quietly
The 2019 federal budget includes several lower-profile tax changes that could affect your clients
- By: James Langton
- April 5, 2019 October 31, 2019
- 10:22
Low rates distort capital markets
Central bankers worry that their ability to use normal monetary policy would be limited in the event of a shock
- By: Andrew Allentuck
- April 5, 2019 October 31, 2019
- 10:21
Alberta court upholds no-contest clause
Decision may encourage more frequent use of these clauses in wills, estate practitioners say
- By: Rudy Mezzetta
- April 5, 2019 October 31, 2019
- 10:20
Newsmaker: Art of problem solving
Matthew Latimer becomes the new executive director of the Federation of Mutual Fund Dealers as the industry faces numerous challenges
- By: Patricia Chisholm
- April 5, 2019 October 31, 2019
- 10:19
CSA eyes trading fees
Regulator plans to study the effects of curbing trading venues’ fee/rebate structures
- By: James Langton
- March 8, 2019 November 13, 2019
- 15:19
Certainty for disability planning
Supreme Court makes decision in Henson trust case
- By: Rudy Mezzetta
- March 8, 2019 October 31, 2019
- 15:18
Urging consistency nationally
IAP wants regulatory sanctions against individuals to apply across regional and industry jurisdictions
- By: James Langton
- March 8, 2019 November 13, 2019
- 15:17
HNW clients favour independents
Gap between independent and bank channels could be more perception than reality, however
- By: Rudy Mezzetta
- March 8, 2019 October 31, 2019
- 15:16
How seg funds weathered last year
AUM dropped in 2018, thanks to flagging markets
- By: Catherine Harris
- March 8, 2019 October 31, 2019
- 15:15
Government yields hold, corporate spreads widen
Central bankers seek to steady markets as deficits rise and trade frictions escalate
- By: Andrew Allentuck
- March 8, 2019 October 31, 2019
- 15:14
Newsmaker: Great-West Life’s digital transformation
Technology is important, but understanding client needs begins with advisors, says Jeff Macoun
- By: Katie Keir
- March 8, 2019 October 31, 2019
- 15:13
Reducing the burden, but fairly
Can policy-makers lighten regulation and still protect investors?
- By: James Langton
- February 12, 2019 November 13, 2019
- 00:21
RRSPs: Recession fears
Clients who invest in RRSPs should think long-term and diversify
- By: Katie Keir
- February 12, 2019 October 31, 2019
- 00:20
Calling the doctors
Wealth-management firms compete for the business of health-care professionals
- By: Rudy Mezzetta
- February 12, 2019 October 31, 2019
- 00:18
Shopping for corporate debt
A little default risk may be acceptable as Bank of Canada eases back on rate hikes
- By: Andrew Allentuck
- February 12, 2019 October 31, 2019
- 00:17
Preferred-share ETFs come with risk
Often considered a conservative investment, preferreds remain subject to equity market movements
- By: Rudy Luukko
- February 12, 2019 October 31, 2019
- 00:16