Research by:
Sophie Allen-Barron, Anthony Burton, Ramona Leitao and Curtis Panke
Research editors:
Fiona Collie and Pablo Fuchs
Click on the documents link to view and download a PDF of the chart.
Respondents to the 2021 Brokerage Report Card had plenty to say about their firms’ performance over the past year
Despite a tumultuous 2020, most firms received positive ratings from their advisors in this year’s Report Card
How investment advisors rated their firms
While AUM was up, overall productivity has declined from 2020
The latest EY Global Institutional Investor Survey also examined how respondents are adopting ESG processes
This strategy can work well for wealthy clients with large TFSA balances
The U.S. regulator called out the practice of granting options ahead of good news