Tom Reimer, co-founder and managing partner, Accretive Advisors, explains why advisors should embrace social media. Advisors who don’t use social media risk losing clients to…
Using cloud computing to store and access your documents has many benefits
Bev Evans, investment advisor and financial planner, Richardson GMP Ltd., gives three key practical tips on how to achieve effective communication with female clients. She…
James Dutkiewicz of Sentry Investments explains when this strategy works best
Settings control what people see and how often they see it
Bob Sewell, president and CEO of Bellwether Investment Management, based in Oakville, Ont., explains five steps to ensure a successful partnership with your clients. He…
IE expanded the list of survey respondents in order to get a more proper perspective of the provincial regulators
Compliance officers and the executives surveyed see much improvement with the MFDA and cause for concern with IIROC
Being better informed, having access to a regulator's staff and receiving prompt responses were the key reasons for success
There has been a big change in the firms' views of the SROs, with the ratings for the MFDA now surpassing IIROC's. Includes main chart:…
Pablo Fuchs and Clare O’Hara discuss improved scores for the MFDA and key changes to the structure of this year’s Report Card
Those surveyed say regulators have much work to do
The financial services industry has many concerns about giving OBSI more power and its campaign to "name and shame" firms
The NEI approach challenges assumptions, stays agile, and remains laser-focused on the long term.
Active ownership helps create long-term value for investors.
As resources run out and companies turn away from the depletive economy, opportunities run in — and Impax’s Luciano Lilloy is snapping them up for…
Have You Thought About What Season Your Practice is in?
HNW clients want guidance on the complex challenges that wealth can bring
Referrals are key to boosting your roster of HNW clients
Manager selection can make or break private equity returns — ask these five questions when evaluating evergreen PE strategies.
The nature of private apartment funds means they can complement your client’s traditional investment portfolio.
Boosting advisor productivity in Canada through integration, innovation, and global best practices.
A video breakdown of the 2025 Report Card on Banks themes
Paying the bills and growing their careers were priorities for the Big Six’s branch planners
But banks’ big mutual fund fees are, investor advocate says
Regulator requests monetary penalties, disgorgement, costs and market bans
Insurance advisors answered multiple-choice questions about their industry experience for this inaugural research
Housing costs are a growing worry, BMO index finds