ETF market makers advise using limit orders
Market orders leave investors exposed to higher costs
- By: Jade Hemeon
- March 31, 2014 October 21, 2019
- 15:40
Top Stories in In Depth
Long road ahead in implementing CRM 2
With some rules still not finalized and costs unclear, there is much unknown territory for firms to navigate
- By: James Langton
- March 31, 2014 October 21, 2019
- 12:30
Gaining Altitude: How to engage your clients in conversation
Dan Richards, CEO, Client Insights, is back with more Winning Strategies in a new 12-part video series called Gaining Altitude. In part one, he explains…
- By: Dan Richards
- March 31, 2014 October 30, 2019
- 10:35
Turn your website into a lead generator
Gather information from visitors so you can contact them later
- By: Tessie Sanci
- March 31, 2014 November 16, 2019
- 10:11
Does the Client Relationship Model go far enough?
Investor advocates are pushing for even greater changes to the advisor/client relationship
- By: James Langton
- March 28, 2014 October 21, 2019
- 14:10
2014 Regulators’ Report Card: Thriving markets bolster ratings
- By: Pablo Fuchs
- March 28, 2014 October 31, 2019
- 11:30
CRM 2 is expected to have a major impact
The vast majority of COs and executives surveyed for this year's Report Card say the CRM 2 reforms will change the sector
- By: James Langton
- March 28, 2014 November 11, 2019
- 11:00
Lofty markets drive regulators’ ratings
Stronger equities markets have given those surveyed fewer reasons to gripe about the regulators that oversee their businesses. Includes main chart.
- By: James Langton
- March 28, 2014 November 11, 2019
- 11:00
How we did it
For the sixth year in a row, Investment Executive (IE) spoke with compliance officers (COs) and executives at various financial services firms to find out…
- By: Clare O’Hara
- March 28, 2014 November 11, 2019
- 11:00
Making progress with small dealers
Although there are still many concerns for small dealers, they laud their regulators for making a concerted effort to improve
- By: Scott Barber
- March 28, 2014 November 11, 2019
- 11:00
Outperformance in communication
COs and executives laud most regulators for keeping firms updated on news and developments and for making staff accessible
- By: Megan Harman
- March 28, 2014 November 11, 2019
- 11:00
Firms still feel heavy regulatory burden
The SROs are faring better than their provincial counterparts, but all regulators have work to do to improve
- By: Fiona Collie
- March 28, 2014 November 11, 2019
- 11:00
Audit process is now more inclusive
Some regulators are seeing improvements in their ratings, and it's evident they're making an effort to be collaborative
- By: Clare O’Hara
- March 28, 2014 November 11, 2019
- 11:00
What’s the best response to a fast-changing global trading order?
The NEI approach challenges assumptions, stays agile, and remains laser-focused on the long term.
- By: NEI Investments
- April 13, 2026 April 8, 2026
- 08:00
How does stewardship carve out new paths to performance?
Active ownership helps create long-term value for investors.
- By: NEI Investments
- March 30, 2026 April 8, 2026
- 08:00
How can investors capitalize on resource optimization?
As resources run out and companies turn away from the depletive economy, opportunities run in — and Impax’s Luciano Lilloy is snapping them up for…
- By: NEI Investments
- March 2, 2026 February 24, 2026
- 08:00
The Seasons of an Advisor’s Life: Fall, a time for harvesting, productivity and shedding the old
Have You Thought About What Season Your Practice is in?
- By: Designed Securities
- September 12, 2022 September 12, 2022
- 07:00
A different frame
HNW clients want guidance on the complex challenges that wealth can bring
- By: Patricia Chisholm
- October 15, 2018 November 9, 2019
- 00:32
Powering up your practice
Referrals are key to boosting your roster of HNW clients
- By: Dwarka Lakhan
- October 15, 2018 November 9, 2019
- 00:31
5 Questions to Ask Managers About Evergreen Private Equity
Manager selection can make or break private equity returns — ask these five questions when evaluating evergreen PE strategies.
- By: KKR
- April 13, 2026 April 10, 2026
- 08:00
Where do private apartment funds fit in a modern portfolio?
The nature of private apartment funds means they can complement your client’s traditional investment portfolio.
- By: Equiton
- October 14, 2025 October 13, 2025
- 08:00
Advisor Productivity: Solving the Canadian Integration Gap
Boosting advisor productivity in Canada through integration, innovation, and global best practices.
- By: Objectway
- October 6, 2025 October 6, 2025
- 08:00
Report Card on Banks 2025 summary video
A video breakdown of the 2025 Report Card on Banks themes
- By: IE Staff
- October 21, 2025 October 21, 2025
- 12:39
Retail bank advisors identified pay as a key motivator
Paying the bills and growing their careers were priorities for the Big Six’s branch planners
- By: Roland Inacay
- October 21, 2025 October 21, 2025
- 09:59
Proprietary shelves, sales pressure not a problem, most retail planners say
But banks’ big mutual fund fees are, investor advocate says
- By: Michelle Schriver
- October 21, 2025 October 21, 2025
- 09:40
OSC seeks $37.5 million in Bridging sanctions
Regulator requests monetary penalties, disgorgement, costs and market bans
- By: James Langton
- April 29, 2025 July 10, 2025
- 16:11
Insurance advisors share industry sentiment and needs (charts)
Insurance advisors answered multiple-choice questions about their industry experience for this inaugural research
- By: Katie Keir, Emily Fox
- February 12, 2024 July 9, 2024
- 00:14
Hot housing market gives some Canadians cold comfort
Housing costs are a growing worry, BMO index finds
- By: IE Staff
- March 17, 2022 March 17, 2022
- 15:02