Reducing product offerings for the sake of KYP is unlikely to serve the investor’s best interest
Regulators measure their success based in part on how many enforcement matters they open and prosecute
An executive order on climate-related risks is a positive for ESG investing, said the rating agency
Extensive oversight is needed for integrated EMD and IC/PM business models
New KYP requirements put the spotlight on firm and advisor product knowledge
The BCFSA will have a new structure and executive members
The ESG investing space has become increasingly susceptible to marketing hype
The Ontario regulator proposed a central registry of title users and shorter transition periods
The regulator has asked for extension to Aug. 12 while its investigation continues
New regulatory research will feed into reforms to shadow banking oversight