The new FCA consultation aims to encourage SPACs with added investor protections
Regulators to designate CDOR as the only regulated financial benchmark in Canada
Conflicts-related CFRs were discussed by Agora at the FMFD conference
The SEC has been unmoved by industry efforts to regulate crypto products
Editorial: It’s finally time to learn to stop worrying and love the CSA
A clear delineation of responsibilities would allow for an effective relationship
A step-by-step guide to navigating the mountain of rules you must follow to protect your licence, reputation and livelihood
Gary Gensler is a former Wall Street banker and CFTC chair
Regulators will expect an advisor’s analysis to be documented and sufficiently thorough
Hoyt remains vice-chair and Vingoe will head the CSA policy team, until mid-2022