Home Marcy Gordon

Gary Gensler is a former Wall Street banker and CFTC chair

  • April 14, 2021 April 14, 2021
  • 14:46

Gary Gensler says the regulator will study the use of “behavioural” technology in stock-trading apps

  • March 2, 2021 March 2, 2021
  • 13:54

Short-selling and online trading platforms' business models are likely to receive scrutiny in Washington

  • February 1, 2021 February 1, 2021
  • 16:53

Bank gave valuable internships to unqualified relatives of officials at a Middle Eastern sovereign wealth fund

  • August 18, 2015 December 19, 2017
  • 14:45

Athena Capital Research to pay US$1 million

  • October 16, 2014 December 19, 2017
  • 14:55

Eight biggest U.S. banks will have to meet stricter measures to reduce financial threats under a rule adopted by U.S. regulators

  • April 8, 2014 December 19, 2017
  • 13:15

JPMorgan will pay US$920 million to settle with U.S., UK regulators

  • September 19, 2013 December 19, 2017
  • 08:50

Change takes effect in about 60 days

  • July 10, 2013 December 19, 2017
  • 15:50

Source: The Associated PressMerrill Lynch on Tuesday agreed to pay a US$10 million fine to settle civil securities fraud charges by regulators who accused the firm of misusing customers’ order data to make trades for its own account and for failing to disclose trading fees.The Securities and Exchange Commission announced the settlement with Merrill Lynch, […]

  • January 25, 2011 December 14, 2017
  • 15:03

Computerized selling program set off two waves of ‘liquidity drains’

  • October 3, 2010 October 3, 2010
  • 12:55