The average client has $75,000 in assets and is saving for retirement, an MFDA report says
With the deal, Agora aims to strengthen its cloud-based wealth management platform
Mutual fund dealers would like to join the ETF world, but hurdles abound
The board includes members from FundEX, Sterling Mutuals and Aviso Wealth
Rapport is the first credit union to join Wealthsimple's advisor platform
“We’ve got to keep the standards high,” says PMAC president
Proposal would allow fund dealers to engage in a limited form of discretionary trading
A review of dealers' policies on promotional incentives reveals gaps and shortcomings
The organization is accepting applications until March 22
Compliance exams uncover an inappropriate one-size-fits-all approach