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Keyword: Mutual fund dealers

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advisor client meeting

FAIR Canada research finds investors worry about fees and suitability, and have low faith in regulatory protections

Grand opening, cutting red ribbon

The new agency's leadership is dominated by former IIROC personnel

Quebec flag billowing in the breeze

Trade group calls on provincial finance minister to review fund dealer oversight

man calculates money. piggy bank and business documents on desk

Panellists discussed the funds during the ETFGI summit

Signing contract form

Revisiting the perennial and costly MFDA infraction

Close up of Business people shaking hands, finishing up meeting, business etiquette, congratulation, merger and acquisition concept

Maria Jose Flores was named the firm's president on May 3, and she plans to take the dealer to $50B in AUA

advisor on top

Meanwhile, equities and ETFs have gained portfolio share for brokerage advisors

Wooden shelves on the wall with golden piggy bank, isolated on white, 3D illustration.

Loss of third-party fund distribution seen as "unintended consequence" in 2018

Horn speaker for public relations sign symbol, vintage color - sun with blue sky

Both firms now operate under the Investia banner

  • By: IE Staff
  • July 5, 2021 July 5, 2021
  • 11:22
covid-19 impact markets

Mutual fund advisors’ books shrank, but productivity increased