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Keyword: Mutual fund dealers

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Carte Wealth appoints new president

Maria Jose Flores was named the firm's president on May 3, and she plans to take the dealer to $50B in AUA

advisor on top

Mutual funds remain paramount for dealer advisors

Meanwhile, equities and ETFs have gained portfolio share for brokerage advisors

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Banks’ shrinking shelves no surprise to regulators, industry

Loss of third-party fund distribution seen as "unintended consequence" in 2018

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FundEX merges with Investia

Both firms now operate under the Investia banner

  • By: IE Staff
  • July 5, 2021 July 5, 2021
  • 11:22
covid-19 impact markets

Assets under pressure

Mutual fund advisors’ books shrank, but productivity increased

Partners discussing new plans

Fund dealers focus on middle-class investors

The average client has $75,000 in assets and is saving for retirement, an MFDA report says

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Agora partners with Pascal Financial

With the deal, Agora aims to strengthen its cloud-based wealth management platform

  • By: IE Staff
  • July 29, 2020 July 29, 2020
  • 12:14
businessman race hurdle competition

Firms face barriers to ETF market

Mutual fund dealers would like to join the ETF world, but hurdles abound

  • By: Katie Keir
  • January 17, 2020 February 23, 2021
  • 00:10
Close up of Business people shaking hands, finishing up meeting, business etiquette, congratulation, merger and acquisition concept

FMFD unveils board members for 2020

The board includes members from FundEX, Sterling Mutuals and Aviso Wealth

  • By: IE Staff
  • December 13, 2019 December 13, 2019
  • 10:00
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Rapport Credit Union partners with Wealthsimple

Rapport is the first credit union to join Wealthsimple's advisor platform

  • By: IE Staff
  • September 18, 2019 October 17, 2019
  • 11:33