Keyword: Mutual fund dealers

103 results found
Close up of Business people shaking hands, finishing up meeting, business etiquette, congratulation, merger and acquisition concept

The board includes members from FundEX, Sterling Mutuals and Aviso Wealth

  • By: IE Staff
  • December 13, 2019 December 13, 2019
  • 10:00
businesspeople with digital tablet sitting in modern office

Rapport is the first credit union to join Wealthsimple's advisor platform

  • By: IE Staff
  • September 18, 2019 October 17, 2019
  • 11:33
Close up of an executive hands holding a pen and indicating where to sign a contract at office

“We’ve got to keep the standards high,” says PMAC president

Proposal would allow fund dealers to engage in a limited form of discretionary trading

A review of dealers' policies on promotional incentives reveals gaps and shortcomings

closeup of on table in empty corporate conference room

The organization is accepting applications until March 22

businessman showing where to sign agreement law contract pen

Compliance exams uncover an inappropriate one-size-fits-all approach

Wealthsimple Advice offers passive or active portfolios of ETFs and mutual funds

Business People Meeting Discussion in a boardroom concept

Matthew Latimer succeeds Sandra Kegie at the Federation of Mutual Fund Dealers

meeting room interior with table, raw of chairs and block-notes,decorated in black and white tones

HollisWealth, acquired by Investia in 2017, implemented a remote branch supervision structure without first receiving MFDA approval

  • November 2, 2018 November 13, 2019
  • 17:15