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The Markham, Ont.-based mutual fund dealer has 175 advisors

  • By: IE Staff
  • July 5, 2017 December 19, 2017
  • 13:10
Bridgehouse, Morningstar to introduce managed investments program

The proposed new rule would require mutual fund dealers to include the MFDA logo on their client account statements on websites

CSA report: divisions remain over “best interest”

Regional managers are overseeing the reassignment of clients to veteran advisors following the dismissal of approximately 400 primarily younger advisors

Echelon Wealth Partners names Joe Oliver as chairman

New MFDA report also finds that a switch to direct-pay arrangements will “have a greater impact on those smaller advisors who are more reliant on DSCs”

Monarch’s mutual fund advisors will now have access to Morningstar’s latest market research, model portfolio offerings and portfolio analysis

Banks are building digital connections with clients

Asking for referrals: pick up the phone

2016 client research project aims to explore what client segment would be most affected by the potential elimination of embedded commissions

Law Commission of Ontario proposes new rules relating to POAs

A new notice from the MFDA suggests the issue is prevalent and outlines the measure firms and reps should take to deal with it

Mutual fund firms face obstacles in offering ETFs

  • By: Jade Hemeon
  • December 22, 2016 December 22, 2016
  • 01:00

Connect Financial Services, which will maintain the Sentinel brand, plans to grow the firm organically and through acquisitions