Dealers must prepare for ongoing CFR reviews and expiring pandemic exemptions, priorities report says
Advocates and industry agree: Think bigger about the IAP
Stressed about the client-focused reforms? Try this different approach
By leveraging the regulations, you can build deeper relationships and reinforce the value of your advice
Institutions respond to tied selling allegations
The SRO provides clarity ahead of new year-end requirements, noting how products, fees and even ESG should be discussed
Report casts doubt on regulator’s independence
Ontario's auditor general said the OSC could have acted sooner to address "hidden and unfair" fund fees
The regulator is set to examine banks' product shelves and tied selling
The Ontario government has asked the OSC to review banks' fund lineups, tied selling