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  1. Home
  2. Client-focused reforms

Client-focused reforms

Regulation

New SRO, total cost reporting on tap for 2022, Morisset says

September 29, 2021 James Langton
Regulation

FAIR Canada blasts banks for trimming shelves

September 15, 2021 James Langton
Regulation

Banks’ shrinking shelves no surprise to regulators, industry

September 14, 2021 James Langton
Comment & Insight

Action needed on shrinking bank shelves

September 14, 2021 IE Staff
Skyline of the financial district
Susan Silma

How you hold yourself out to clients matters

September 8, 2021 Susan Silma
client meeting
Regulation

Groups call for KYC to go beyond minimum standards

August 23, 2021 James Langton
rules and regulations
Regulation

CFRs, crypto, online advice top OSC’s compliance agenda

August 10, 2021 James Langton
plan idea
David Reeve

KYP and the power of the peer

July 23, 2021 David Reeve
advisor-client meeting
Susan Silma

Suitability takes on new meaning with client-focused reforms

July 14, 2021 Susan Silma
client meeting
Regulation

CFRs won’t disrupt DSC sales ahead of ban

June 23, 2021 James Langton
Regulation

SROs consult on CFR suitability guidance

June 21, 2021 James Langton
client meeting
Regulation

OSC finalizes DSC ban

June 3, 2021 James Langton
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