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Client-focused reforms
Client-focused reforms
Susan Silma
Demonstrate commitment to client outcomes with the CFRs
February 2, 2022
Susan Silma
Industry
Banks deny impropriety
January 24, 2022
James Langton
Regulation
As CFRs loom, IIROC offers guidance
December 17, 2021
James Langton
Industry
OSC efforts undermined by lobbying and politics, says audit
December 3, 2021
James Langton
Regulation
Regulatory inaction costs investors billions, audit finds
December 1, 2021
James Langton
Regulation
OSC launches review of bank-owned dealers
November 30, 2021
James Langton
Regulation
Ontario calls for action on shelf space shrinkage
November 23, 2021
James Langton
Product
Banks’ product shelf restrictions face scrutiny at Advocis event
November 17, 2021
Michelle Schriver
Pat Dunwoody
Validate your processes and think “win-win” when it comes to applying CFRs
November 9, 2021
Pat Dunwoody
Susan Silma
New KYC requirement protects vulnerable clients
November 3, 2021
Susan Silma
Comment & Insight
CRM3 a do-over for beleaguered regulators
October 12, 2021
IE Staff
News
Disclosure reforms draw praise, concern
October 12, 2021
James Langton
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CRM3 a do-over for beleaguered regulators