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Keyword: Client-focused reforms

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Grant Vingoe, CEO of the Ontario Securities Commission. Photo by Paul Lawrence

Newsmaker: CEO Grant Vingoe also wants to see binding decision-making authority for OBSI

Silhouette of man at sunset

The regulator also wants to toughen enforcement and see better advice given at banks

Dispute at desk

Here are three steps to prove suitability

see-saw with king chess piece and pawns

CSA’s proposal to empower OBSI elicits wave of criticism

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Participating in recognition programs at all could be a compliance issue

Big binders

Decision on tougher investor protection measures coming by end of 2025

Mitigate your risk amid potential enforcement delays, CFR audits

three colleagues discussing their business prospects and looking at laptop screen

Regulators to explore the regulation, provision of advice online

Groundbreaking securities lawyer, Glorianne Stromberg, dies

rules and regulations

Canada remained the last G20 country without conduct standards for OTC derivatives markets