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  1. Home
  2. Client-focused reforms

Client-focused reforms

News

CIRO seeks to tackle persistent policy challenges

April 8, 2026 James Langton
priority
From the Regulators

Big banks take heat at Senate hearing

March 27, 2026 James Langton
Canadian flags in business district
News

CIRO addresses cybersecurity, AI, CFR gaps and more

February 17, 2026 IE Staff
cybersecurity
News

How firms can close the gaps on client-focused reforms

January 29, 2026 Alisha Hiyate
advisor with client
News

CIRO wants to tear down the barriers to online advice

December 17, 2025 James Langton
online investing
Industry News

FSRA revokes licence of insurance agent for allegedly misappropriating $700K from church members

December 11, 2025 Michelle Schriver
new rules
From the Regulators

Industry falling short on CFR compliance: CSA, CIRO

December 10, 2025 James Langton
Client listening to a lawyer or advisor explaining issues
From the Regulators

Trade, geopolitics loom large in OSC’s agenda

November 28, 2025 James Langton
priority
Industry News

Concerns follow regulators’ survey of mutual fund reps

October 29, 2025 Michelle Schriver
Review process
Report Card on Banks 2025

Proprietary shelves, sales pressure not a problem, most retail planners say

October 21, 2025 Michelle Schriver
Businesswoman calculates finances in an office
From the Regulators

Firms falling short on KYC, suitability: BCSC

October 1, 2025 James Langton
Regulations
Newspaper

We’re not there yet on plain language

September 15, 2025 IE Staff
man and a woman talking
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