CSA’s proposal to empower OBSI elicits wave of criticism
Participating in recognition programs at all could be a compliance issue
Decision on tougher investor protection measures coming by end of 2025
Mitigate your risk amid potential enforcement delays, CFR audits
Regulators to explore the regulation, provision of advice online
Groundbreaking securities lawyer, Glorianne Stromberg, dies
Canada remained the last G20 country without conduct standards for OTC derivatives markets
Editorial: With their warning, the regulators acknowledged that pay-to-play awards are not harmless puffery
Regulators found firms are failing to identify and manage conflicts in clients' best interests
Report on industry conflicts to be published soon with CSA, CIRO