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Client-focused reforms
Client-focused reforms
From the Regulators
Bank reps under pressure to sell: OSC and CIRO
July 9, 2025
James Langton
News
IAP highlights CFRs, OBSI, geopolitical risks
May 28, 2025
James Langton
News
Expanding access to advice on CIRO’s agenda
April 10, 2025
James Langton
Ellen Bessner
Advisors are at risk
February 10, 2025
Ellen Bessner
From the Regulators
CFR compliance sweep report on tap
January 31, 2025
James Langton
News
Robo advisor sanctioned over CFR shortcomings
December 3, 2024
James Langton
Ellen Bessner
Don’t go down with your client’s ship
September 30, 2024
Ellen Bessner
Ellen Bessner
No note-taking requirements in CFRs? Think again!
July 26, 2024
Ellen Bessner
News
OSC’s compliance work escalates
July 26, 2024
James Langton
From the Regulators
Advisor incorporation among CIRO’s priorities for 2025
June 26, 2024
James Langton
News
OSC has conflicts of interest in its crosshairs
May 13, 2024
Melissa Shin
News
OSC to increase focus on DIY investors
May 3, 2024
James Langton
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