Keyword: Client-focused reforms

30 results found
Stacked white books on rules and regulations

The OSC released its statement of priorities for 2019-2020 on Thursday

guidelines and regulations binders

The regulator says it will continue to work with the CSA on deferred sales charges and trailers to discount brokers

hand holding a megaphone

There’s support for the CSA’s proposals, but criticism of regulators

Business woman showing stock market financial situation

PMAC wants CSA to leave pooled funds out of client-focused reforms

  • By: IE Staff
  • December 14, 2018 November 13, 2019
  • 16:00
senior couple sitting at table with financial advisor

Advisors could begin to use technology now to stay onside of the CSA’s proposed client-focused reforms when they take effect

  • By: David Reeve
  • December 10, 2018 November 10, 2019
  • 06:00
smiling young couple shaking hands with investment advisor

Advisors should use the proposed client-focused reforms as an opportunity to strengthen relationships with clients

  • By: Susan Silma
  • November 22, 2018 November 11, 2019
  • 06:00
boomer couple signing contract with financial planner

Investor advocates cite lack of “best interest” standard

enior couple meeting advisor

Industry group calls for joint CSA/SRO committee to receive feedback and guidance

senior couple sitting at table with financial advisor

IFIC’s recent Canadian Mutual Fund Investor Survey found that investors are very satisfied with their advisors and prefer to pay their fees indirectly

man calculates money. piggy bank and business documents on desk

Not only does adopting digital tools lead to happier clients, it also results in greater profitability and success for advisors

  • By: David Reeve
  • October 15, 2018 November 10, 2019
  • 06:00