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Revenue from retail, fee-based accounts is particularly strong

IIAC lauds decision to give its members more time to review, consult on the changes

Milton McClaren, Joe Oliver and Margot Ritchie will decide the winner of this year’s award

  • By: Leah Golob
  • August 9, 2017 December 19, 2017
  • 14:10
New threats present cybersecurity risks for financial services firms

Companies that use certain Microsoft software products should take steps to ensure they’re protected against older vulnerabilities

New threats present cybersecurity risks for financial services firms

The association has created a survey that investment dealers could use to gauge the risks that third-party service providers present

OBSI plans to improve resolution process

Streamlining of rules, further guidance should be considered

Catalyst Canada names Victor Dodig as chairman

A handful of renowned investment managers headlines this year’s crop of inductees

IIAC introduces judges for Top Under 40 Award

Nominees must be full-time employees of an IIAC member firm and must not be a previous recipient to qualify

The investment industry generated $76 billion in economic activity in 2016 and is responsible for providing direct employment for 40,130 workers

  • By: Leah Golob
  • June 19, 2017 December 19, 2017
  • 12:50
Five qualities to consider when hiring staff

Both groups are in agreement that eliminating embedded commissions would have serious repercussions for dealers and their advisors