Home Investment Industry Association of Canada

Company: Investment Industry Association of Canada

285 results found
photo of business partners hands applauding

Bains was recognized for her work in advancing policy issues related to the indigenous peoples and advocacy for women in leadership positions in wealth management

  • By: IE Staff
  • October 25, 2018 October 25, 2018
  • 13:15
Hall of Fame

Five executives recognized as industry trailblazers

enior couple meeting advisor

Industry group calls for joint CSA/SRO committee to receive feedback and guidance

meeting room interior with table, raw of chairs and block-notes,decorated in black and white tones

One client lost $30,000 and another lost $212,000 as a result of advisor’s misconduct

businessman protecting stack of coins with umbrella at desk

Proposed amendments to a CDIC by-law “introduce requirements that entail significant systems and procedural changes” for IIAC member firms that act as nominee brokers

City skyline at night

The 2018 winner will be announced on Oct. 25

paper with words anti-money laundering

Letter spells out IIAC’s concerns with proposals dealing with virtual currencies

business people team success celebration concept

Their success has been overshadowed by the struggles of institutional dealers

decreasing cash money with businessmen in various activities

Many independent firms may restructure or retool their wealth-management operations to mitigate the negative impacts of the client-focused reforms

desk with analysis report ,calculator

The Investment Industry of Canada’s resistance to expanded investment fund cost reporting runs counter to the views of the Investment Funds Institute of Canada