Home Investment Industry Association of Canada

Company: Investment Industry Association of Canada

281 results found
Closeup of mallet being hit on stacked coins at table in courtroom

The advisor used an active trading strategy to produce more than $1 million in commissions from trading for three senior clients over five years

Top Under 40 Award winner's dedication to underserved communities is a reflection of where the industry is heading

Volume must increase for market players to fully realize the benefits of the system

canadian and usa flags

Update includes references to state statures

northern lights near yellowknife

Nunavut, the Northwest Territories and Yukon join seven provinces in strengthening investor protection

usinessman analyzing investment charts with laptop

Financial advisors are becoming more identified as “managers of managers,” says Ian Russell, IIAC president and CEO

  • October 29, 2018 October 29, 2018
  • 14:00
photo of business partners hands applauding

Bains was recognized for her work in advancing policy issues related to the indigenous peoples and advocacy for women in leadership positions in wealth management

  • By: IE Staff
  • October 25, 2018 October 25, 2018
  • 13:15
Hall of Fame

Five executives recognized as industry trailblazers

enior couple meeting advisor

Industry group calls for joint CSA/SRO committee to receive feedback and guidance

meeting room interior with table, raw of chairs and block-notes,decorated in black and white tones

One client lost $30,000 and another lost $212,000 as a result of advisor’s misconduct