Research by:
Camille Côté, Emily Fox, James Gaughan, Surina Nath, Daniel Reale-Chin
Research editors:
Fiona Collie, Katie Keir
How branch-based financial advisors and planners rated their firms’ performance
Branch advisors say institutions aren’t adequately preparing them to use new technology
Advisors recognize the limits of a restricted shelf, but say they’re still able to serve clients
The category saw the biggest rating improvement in the Report Card
Taxpayer penalized for overcontribution after relying on My Account information
Other industry veterans and groups are also shifting firms
Also in this tech roundup: Equisoft partners with Life Design Analysis
Risky firms, crypto platforms add to compliance division's workload