Research by:
Camille Côté, Emily Fox, James Gaughan, Surina Nath, Daniel Reale-Chin
Research editors:
Fiona Collie, Katie Keir
How branch-based financial advisors and planners rated their firms’ performance
Branch advisors say institutions aren’t adequately preparing them to use new technology
Advisors recognize the limits of a restricted shelf, but say they’re still able to serve clients
The category saw the biggest rating improvement in the Report Card
Filing is required only if directly requested by the Canada Revenue Agency
First oversight review finds SRO complying with recognition order
FINRA starts providing data on individual transactions
Some firms concerned CRA’s employee expense policy could thwart return-to-office initiatives, EY Canada tax expert says