Research by:
Sophie Allen-Barron, Anthony Burton, Ramona Leitao and Curtis Panke
Research editors:
Fiona Collie and Pablo Fuchs
Click on the documents link to view and download a PDF of the chart.
While advisors say business development support is important, satisfaction levels lag
How branch-based financial advisors rated their firms’ performance
Responsiveness to feedback is important to advisors, but communication gaps remain
Branch-based advisors with the Big Six enjoyed book and client-roster growth
A tribunal ruled that the Joint Serious Offences Team isn't independent of the OSC
Clients may not know they’re obligated to file, and there is no cap on penalties for late filing if taxes are owed
The loonie's performance is highly contingent on external developments
Regulators' actions show that code is not above the law