CASL and class action risk
Recipients of spam may sue, starting in 2017
- By: Jim Middlemiss
- July 3, 2015 November 9, 2019
- 05:55
Top Stories in In Depth
CASL Update: Most advisors managing the basics well
But several hot spots may still cause trouble
- By: Jim Middlemiss
- July 2, 2015 November 9, 2019
- 11:15
Ontario launches consultation on financial planning
Expert committee seeks feedback on the definition of financial planning, and how planning differs from advice
- By: James Langton
- July 2, 2015 November 9, 2019
- 10:30
A year on, anti-spam enforcement ramps up
CASL penalties so far are few, but many more are expected
- By: Jim Middlemiss
- June 29, 2015 November 9, 2019
- 14:45
Casual Friday: Minding your email etiquette
Your messages should be polite, personalized and professional
- By: Leah Golob
- June 26, 2015 November 17, 2019
- 10:05
Set up a new hire for success
Help new employees understand the organizational culture and provide regular feedback to get them off to a strong start
- By: Fiona Collie
- June 24, 2015 November 9, 2019
- 09:00
How to structure a financial advisory team
April-Lynn Levitt, a coach with The Personal Coach, discusses the three main team structures for financial advisors. She highlights team models associated with the highest…
- By: Fiona Collie, April-Lynn Levitt
- June 23, 2015 November 9, 2019
- 14:30
Finding the right person for your team
Develop a screening process to narrow down the pool of applicants and ask probing interview questions to identify the best candidate
- By: Fiona Collie
- June 23, 2015 November 9, 2019
- 10:45
Rookies: How to make a good first impression
Make up for inexperience by building credibility
- By: Leah Golob
- June 22, 2015 November 17, 2019
- 09:50
Casual Friday: Five etiquette tips for client meetings
Make sure visitors are comfortable, and minimize distractions
- By: Leah Golob
- June 19, 2015 November 17, 2019
- 10:10
Report Card on Banks and CUs 2015 main chart
How advisors rated their firms
- By: IE Staff
- June 18, 2015 November 9, 2019
- 23:00
Taking ETFs into the future
Horizons' co-CEO Steven Hawkins takes over as the firm continues to expand and build its award-winning ETFs
- By: Jade Hemeon
- June 18, 2015 November 9, 2019
- 23:00
Online access for clients is top-notch
Advisors praise their firms' online platforms, which have significant integration of investment and banking accounts
- By: Kelsey Rolfe
- June 18, 2015 November 9, 2019
- 23:00
What’s the best response to a fast-changing global trading order?
The NEI approach challenges assumptions, stays agile, and remains laser-focused on the long term.
- By: NEI Investments
- April 13, 2026 April 8, 2026
- 08:00
How does stewardship carve out new paths to performance?
Active ownership helps create long-term value for investors.
- By: NEI Investments
- March 30, 2026 April 8, 2026
- 08:00
How can investors capitalize on resource optimization?
As resources run out and companies turn away from the depletive economy, opportunities run in — and Impax’s Luciano Lilloy is snapping them up for…
- By: NEI Investments
- March 2, 2026 February 24, 2026
- 08:00
The Seasons of an Advisor’s Life: Fall, a time for harvesting, productivity and shedding the old
Have You Thought About What Season Your Practice is in?
- By: Designed Securities
- September 12, 2022 September 12, 2022
- 07:00
A different frame
HNW clients want guidance on the complex challenges that wealth can bring
- By: Patricia Chisholm
- October 15, 2018 November 9, 2019
- 00:32
Powering up your practice
Referrals are key to boosting your roster of HNW clients
- By: Dwarka Lakhan
- October 15, 2018 November 9, 2019
- 00:31
5 Questions to Ask Managers About Evergreen Private Equity
Manager selection can make or break private equity returns — ask these five questions when evaluating evergreen PE strategies.
- By: KKR
- April 13, 2026 April 15, 2026
- 08:00
Where do private apartment funds fit in a modern portfolio?
The nature of private apartment funds means they can complement your client’s traditional investment portfolio.
- By: Equiton
- October 14, 2025 October 13, 2025
- 08:00
Advisor Productivity: Solving the Canadian Integration Gap
Boosting advisor productivity in Canada through integration, innovation, and global best practices.
- By: Objectway
- October 6, 2025 October 6, 2025
- 08:00
Report Card on Banks 2025 summary video
A video breakdown of the 2025 Report Card on Banks themes
- By: IE Staff
- October 21, 2025 October 21, 2025
- 12:39
Retail bank advisors identified pay as a key motivator
Paying the bills and growing their careers were priorities for the Big Six’s branch planners
- By: Roland Inacay
- October 21, 2025 October 21, 2025
- 09:59
Proprietary shelves, sales pressure not a problem, most retail planners say
But banks’ big mutual fund fees are, investor advocate says
- By: Michelle Schriver
- October 21, 2025 October 21, 2025
- 09:40
OSC seeks $37.5 million in Bridging sanctions
Regulator requests monetary penalties, disgorgement, costs and market bans
- By: James Langton
- April 29, 2025 July 10, 2025
- 16:11
Insurance advisors share industry sentiment and needs (charts)
Insurance advisors answered multiple-choice questions about their industry experience for this inaugural research
- By: Katie Keir, Emily Fox
- February 12, 2024 July 9, 2024
- 00:14
Hot housing market gives some Canadians cold comfort
Housing costs are a growing worry, BMO index finds
- By: IE Staff
- March 17, 2022 March 17, 2022
- 15:02