Latest Report Cards

Dealers’ Report Card 2019

Signs of slow and steady improvement were apparent in Investment Executive’s 2019 Dealers’ Report Card, but persistent issues remain.

  • May 30, 2019
2019 Brokerage Report Card

Brokerage Report Card 2019

The results of Investment Executive's 2019 Brokerage Report Card show firms and advisors have stepped up their game over the last 12 months

  • May 2, 2019
business people standing in line under a magnifying glass

Regulators’ Report Card 2019

More satisfaction with IIROC, the MFDA and four of the country’s provincial regulators

  • April 5, 2019
Road map to success

Advisors’ Report Card 2018

Advisors are looking to their firms for help in planning for the future

  • August 29, 2018
IARC 2018 newspaper page

Insurance Advisors’ Report Card 2018

MGAs received high praise from their insurance advisors while those at dedicated agencies and the lone personal producing general agency were less enthusiastic

  • August 7, 2018
Bank skyscrapers in downtown Toronto

Report Card on Banks 2018

Branch-based financial advisors give the Big Six banks higher ratings

  • July 11, 2018
DRC 2018 cover

Dealers’ Report Card 2018

The road ahead may be bumpy for advisors, who are feeling unsettled as their firms go through major transitions related to ownership, management and technology

  • June 13, 2018

Brokerage Report Card 2018

Advisors face a foggy future

  • May 16, 2018
Regulators Report Card masthead April 2018

Regulators’ Report Card 2018

Dissatisfaction with most of the major regulators that oversee the financial services sector has increased in the past year

  • April 19, 2018
Advisors Report Card 2017

Advisors’ Report Card 2017

Advisors are in need of support from their firms to meet the increasing challenges of doing business

  • October 12, 2017
Insurance Report Card 2017

Insurance Advisors’ Report Card 2017

Firms need to do more to support their advisors

  • August 15, 2017
Report Card on Banks 2017

Report Card on Banks 2017

Canada’s Big Six banks are struggling to live up to their branch-based financial advisors’ expectations

  • June 28, 2017