Latest Report Cards

Brokerage Report Card 2016

Advisors need some direction. The uncertainty in the industry is evident in both this year’s ratings and the average advisor’s business.

The perception of Canada’s regulators is a little rosier despite volatile markets, an unsettled economic environment and increasing regulation

Advisors are entering uncharted territory

The correlation between the support advisors receive from — and the ratings they gave — their firms and MGAs is no coincidence

Advisors hold their firms to account

Advisors struggle to get ahead

Advisors’ assets under management are up, but firms are failing to meet expectations in many categories

Compliance officers and senior executives share their thoughts about the regulators that oversee their businesses.

Advisors reach new heights

Advisors ride high; firms, not so much

Advisors gave their deposit taking institutions improved ratings over last year

Firms offer the right pieces: Read about the trends, the kudos, the barbs and the candid responses