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Brokerage Report Card 2019

The results of Investment Executive’s 2019 Brokerage Report Card show firms and advisors have stepped up their game over the last 12 months

May 2, 2019

Firms make a comeback

An overview of the 2019 Brokerage Report Card results

  • May 3, 2019 May 25, 2019
  • 00:21

Not good enough

Products and services for wealthy clients could be bolstered

  • May 3, 2019 May 25, 2019
  • 00:20

Brokerage Report Card 2019 main chart

How investment advisors rated their firms

  • May 3, 2019 May 25, 2019
  • 00:19

A banner year for brokerage advisors

The average advisor saw higher AUM and productivity, and more client households

  • May 3, 2019 May 25, 2019
  • 00:18

Firms must listen

Whether or not a firm will thrive or dive depends on whether executives act on advisor feedback

  • May 3, 2019 May 25, 2019
  • 00:17

Still slow on succession

Clarity from firms on available options may be the key to change

  • May 3, 2019 May 25, 2019
  • 00:16

Failed connections inhibit social media use

Advisors aren't prioritizing online tools as much as firms may think

  • May 3, 2019 May 25, 2019
  • 00:15

Value of holistic planning recognized

As investor needs shift, advisors are embracing a comprehensive look at their clients' finances

  • May 3, 2019 May 25, 2019
  • 00:14

Compliance support improves

Advisors also shared how firms could help further

  • May 3, 2019 May 25, 2019
  • 00:13