Top Stories in Uncategorized

From the Regulators

IIROC proposes tighter CE rules

Former reps that return to the industry would no longer be able to use the CSC and CPH to satisfy their CE requirements

Industry News

In addition to online portfolio management, the new platform also offers marketing support and online tools for advisors

From the Regulators

Las Vegas-based virtual currency firm allegedly solicited more than US$6 million for investments

Products

New funds broaden choice for investors

Industry News

New MOU signed between the two banks will help BMO build on its asset-management capabilities

Industry News

The CFP examination was written by 473 candidates — the highest number since 2010

Ellen Bessner

Pressures to build your business should not lead advisors to disregard compliance

Advisors who specialize in serving the affluent share their insights