Comment letters to the CSA proposal lay out risks to the client-advisor relationship
An OSC hearing will consider whether a venture issuer should be regulated as a fund
Advisors may have to consider 1 million data points per day when the CFRs come into force
Most applications for mortgage deferrals were approved in March and April
New report explores the costs and benefits of an IIROC/MFDA merger
The bank reached a US$122-million settlement with the U.S. Consumer Financial Protection Bureau
The umbrella group for North American securities regulators has identified 244 scams
Between 2008 and 2016, the bank's traders manipulated prices, the CFTC says
The inadequate supervision involved suitability, concentration in sector funds
Comments on proposed requirements for registered representatives and investment representatives are due in November