The umbrella group for North American securities regulators has identified 244 scams
Between 2008 and 2016, the bank's traders manipulated prices, the CFTC says
The inadequate supervision involved suitability, concentration in sector funds
Comments on proposed requirements for registered representatives and investment representatives are due in November
Trade group claims exemption is unfair to brokers, investors
Regulator seeks to address concerns about client over-concentration
Two openings on distribution issues committee
Regulators harmonize exemptions and enhance disclosure requirements
OSC publishes guide for online proceedings
Office of the Secretary will make alternate arrangements for hearings up until December