Editorial: It’s finally time to learn to stop worrying and love the CSA
A clear delineation of responsibilities would allow for an effective relationship
A step-by-step guide to navigating the mountain of rules you must follow to protect your licence, reputation and livelihood
Gary Gensler is a former Wall Street banker and CFTC chair
Regulators will expect an advisor’s analysis to be documented and sufficiently thorough
Hoyt remains vice-chair and Vingoe will head the CSA policy team, until mid-2022
The changes ushered in by Covid-19 will have a long-term impact
The regulator is giving firms until April 19 to reveal plans to comply with new guidance
A joint notice from IIROC and the CSA outlines plans to regulate the fledgling sector
The provincial budget signals action on certain proposals from the modernization task force