New KYP requirements put the spotlight on firm and advisor product knowledge
The BCFSA will have a new structure and executive members
The ESG investing space has become increasingly susceptible to marketing hype
The Ontario regulator proposed a central registry of title users and shorter transition periods
The regulator has asked for extension to Aug. 12 while its investigation continues
New regulatory research will feed into reforms to shadow banking oversight
The new FCA consultation aims to encourage SPACs with added investor protections
Regulators to designate CDOR as the only regulated financial benchmark in Canada
Conflicts-related CFRs were discussed by Agora at the FMFD conference
The SEC has been unmoved by industry efforts to regulate crypto products