Regulators have become increasingly concerned about the “meme stock” phenomenon
Tashia Batstone will lead the organization as title regulation takes effect
Investor group calls for dramatic shift in approach to oversight
The CSA said it expects timely and transparent disclosure of exchange and ATS glitches
The regulator maintains the LLQP likely won't meet the standard for "financial advisor"
Promoters allegedly used YouTube videos to pitch investors on Bitcoin trading vehicle, the regulator said
Reducing product offerings for the sake of KYP is unlikely to serve the investor’s best interest
Regulators measure their success based in part on how many enforcement matters they open and prosecute
An executive order on climate-related risks is a positive for ESG investing, said the rating agency
Extensive oversight is needed for integrated EMD and IC/PM business models