State regulators oppose proposals to expand private markets, erode investor protections
Rate increases are needed to match expanding responsibilities
The proposal would allow for disgorged funds to be paid out to victims of industry misconduct
Regulators issue revised principles for regulation, supervision of commodity derivatives
OSC staff opposed order, amid concerns it could undermine Ontario court's authority to deal with foreign court requests
Regulator's reviews uncover shortcomings in brokers' Reg BI compliance
British regulator calls out industry ahead of July 31 deadline for new standards
Regulatory efficiency saves costs and ultimately benefits investors
FAIR Canada research finds investors worry about fees and suitability, and have low faith in regulatory protections
In less than 12 months, nearly all the biggest lenders have failed spectacularly