Keyword: Portfolio managers

155 results found

Wickham Investment Counsel Inc. adds just over $200 million to the firm's assets

Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Horizontal, blurred (Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Ho

Wealth management firms based in Florida and North Carolina serve ultra-high-net-worth clients

Frozen funds

Fund manager, H2O, agrees to provide €250 million to unitholders

Compliance review found violations of anti-money laundering rules

Regulation

Risky firms, crypto platforms add to compliance division's workload

digital investing

Tech advantages always prove short lived in the stock markets, report suggests

Firm fined $12,000 for violations involving insurance requirements

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Firm resolved allegations of KYC, suitability, conflict failures

Allianz Global Investors funds hid risk, then collapsed during pandemic

Abstract lines

Brighter earnings prospects underpin growing optimism, survey finds